The definition of the word consciousness

Consciousness, at its simplest, is sentience and awareness of internal and external existence.[1] However, its nature has led to millennia of analyses, explanations and debates by philosophers, theologians, linguists, and scientists. Opinions differ about what exactly needs to be studied or even considered consciousness. In some explanations, it is synonymous with the mind, and at other times, an aspect of mind. In the past, it was one’s «inner life», the world of introspection, of private thought, imagination and volition.[2] Today, it often includes any kind of cognition, experience, feeling or perception. It may be awareness, awareness of awareness, or self-awareness either continuously changing or not.[3][4] The disparate range of research, notions and speculations raises a curiosity about whether the right questions are being asked.[5]

Examples of the range of descriptions, definitions or explanations are: simple wakefulness, one’s sense of selfhood or soul explored by «looking within»; being a metaphorical «stream» of contents, or being a mental state, mental event or mental process of the brain.

Inter-disciplinary perspectives[edit]

Western philosophers since the time of Descartes and Locke have struggled to comprehend the nature of consciousness and how it fits into a larger picture of the world. These questions remain central to both continental and analytic philosophy, in phenomenology and the philosophy of mind, respectively.

Consciousness has also become a significant topic of interdisciplinary research in cognitive science, involving fields such as psychology, linguistics, anthropology,[6] neuropsychology and neuroscience. The primary focus is on understanding what it means biologically and psychologically for information to be present in consciousness—that is, on determining the neural and psychological correlates of consciousness.

In medicine, consciousness is assessed by observing a patient’s arousal and responsiveness, and can be seen as a continuum of states ranging from full alertness and comprehension, through disorientation, delirium, loss of meaningful communication, and finally loss of movement in response to painful stimuli.[7] Issues of practical concern include how the presence of consciousness can be assessed in severely ill, comatose, or anesthetized people, and how to treat conditions in which consciousness is impaired or disrupted.[8] The degree of consciousness is measured by standardized behavior observation scales such as the Glasgow Coma Scale.

Etymology[edit]

In the late 20th century, philosophers like Hamlyn, Rorty, and Wilkes have disagreed with Kahn, Hardie and Modrak as to whether Aristotle even had a concept of consciousness. Aristotle does not use any single word or terminology to name the phenomenon; it is used only much later, especially by John Locke. Caston contends that for Aristotle, perceptual awareness was somewhat the same as what modern philosophers call consciousness.[9]

The origin of the modern concept of consciousness is often attributed to Locke’s Essay Concerning Human Understanding, published in 1690.[10] Locke defined consciousness as «the perception of what passes in a man’s own mind».[11] His essay influenced the 18th-century view of consciousness, and his definition appeared in Samuel Johnson’s celebrated Dictionary (1755).[12]
«Consciousness» (French: conscience) is also defined in the 1753 volume of Diderot and d’Alembert’s Encyclopédie, as «the opinion or internal feeling that we ourselves have from what we do».[13]

The earliest English language uses of «conscious» and «consciousness» date back, however, to the 1500s. The English word «conscious» originally derived from the Latin conscius (con- «together» and scio «to know»), but the Latin word did not have the same meaning as the English word—it meant «knowing with», in other words, «having joint or common knowledge with another».[14] There were, however, many occurrences in Latin writings of the phrase conscius sibi, which translates literally as «knowing with oneself», or in other words «sharing knowledge with oneself about something». This phrase had the figurative meaning of «knowing that one knows», as the modern English word «conscious» does. In its earliest uses in the 1500s, the English word «conscious» retained the meaning of the Latin conscius. For example, Thomas Hobbes in Leviathan wrote: «Where two, or more men, know of one and the same fact, they are said to be Conscious of it one to another.»[15] The Latin phrase conscius sibi, whose meaning was more closely related to the current concept of consciousness, was rendered in English as «conscious to oneself» or «conscious unto oneself». For example, Archbishop Ussher wrote in 1613 of «being so conscious unto myself of my great weakness».[16] Locke’s definition from 1690 illustrates that a gradual shift in meaning had taken place.

A related word was conscientia, which primarily means moral conscience. In the literal sense, «conscientia» means knowledge-with, that is, shared knowledge. The word first appears in Latin juridical texts by writers such as Cicero.[17] Here, conscientia is the knowledge that a witness has of the deed of someone else.[18] René Descartes (1596–1650) is generally taken to be the first philosopher to use conscientia in a way that does not fit this traditional meaning.[19] Descartes used conscientia the way modern speakers would use «conscience». In Search after Truth (Regulæ ad directionem ingenii ut et inquisitio veritatis per lumen naturale, Amsterdam 1701) he says «conscience or internal testimony» (conscientiâ, vel interno testimonio).[20][21]

The problem of definition[edit]

About forty meanings attributed to the term consciousness can be identified and categorized based on functions and experiences. The prospects for reaching any single, agreed-upon, theory-independent definition of consciousness appear remote.[22]

The dictionary definitions of the word consciousness extend through several centuries and reflect a range of seemingly related meanings, with some differences that have been controversial, such as the distinction between ‘inward awareness’ and ‘perception’ of the physical world, or the distinction between ‘conscious’ and ‘unconscious’, or the notion of a «mental entity» or «mental activity» that is not physical.

The common usage definitions of consciousness in Webster’s Third New International Dictionary (1966 edition, Volume 1, page 482) are as follows:

    • awareness or perception of an inward psychological or spiritual fact; intuitively perceived knowledge of something in one’s inner self
    • inward awareness of an external object, state, or fact
    • concerned awareness; INTEREST, CONCERN—often used with an attributive noun [e.g. class consciousness]
  1. the state or activity that is characterized by sensation, emotion, volition, or thought; mind in the broadest possible sense; something in nature that is distinguished from the physical
  2. the totality in psychology of sensations, perceptions, ideas, attitudes, and feelings of which an individual or a group is aware at any given time or within a particular time span—compare STREAM OF CONSCIOUSNESS
  3. waking life (as that to which one returns after sleep, trance, fever) wherein all one’s mental powers have returned . . .
  4. the part of mental life or psychic content in psychoanalysis that is immediately available to the ego—compare PRECONSCIOUS, UNCONSCIOUS

The Cambridge Dictionary defines consciousness as «the state of understanding and realizing something.«[23]
The Oxford Living Dictionary defines consciousness as «The state of being aware of and responsive to one’s surroundings.«, «A person’s awareness or perception of something.» and «The fact of awareness by the mind of itself and the world.«[24]

Philosophers have attempted to clarify technical distinctions by using a jargon of their own. The Routledge Encyclopedia of Philosophy in 1998 defines consciousness as follows:

Consciousness—Philosophers have used the term ‘consciousness’ for four main topics: knowledge in general, intentionality, introspection (and the knowledge it specifically generates) and phenomenal experience… Something within one’s mind is ‘introspectively conscious’ just in case one introspects it (or is poised to do so). Introspection is often thought to deliver one’s primary knowledge of one’s mental life. An experience or other mental entity is ‘phenomenally conscious’ just in case there is ‘something it is like’ for one to have it. The clearest examples are: perceptual experience, such as tastings and seeings; bodily-sensational experiences, such as those of pains, tickles and itches; imaginative experiences, such as those of one’s own actions or perceptions; and streams of thought, as in the experience of thinking ‘in words’ or ‘in images’. Introspection and phenomenality seem independent, or dissociable, although this is controversial.[25]

Many philosophers and scientists have been unhappy about the difficulty of producing a definition that does not involve circularity or fuzziness.[26] In The Macmillan Dictionary of Psychology (1989 edition), Stuart Sutherland expressed a skeptical attitude more than a definition:

Consciousness—The having of perceptions, thoughts, and feelings; awareness. The term is impossible to define except in terms that are unintelligible without a grasp of what consciousness means. Many fall into the trap of equating consciousness with self-consciousness—to be conscious it is only necessary to be aware of the external world. Consciousness is a fascinating but elusive phenomenon: it is impossible to specify what it is, what it does, or why it has evolved. Nothing worth reading has been written on it.[26]

A partisan definition such as Sutherland’s can hugely affect researchers’ assumptions and the direction of their work:

If awareness of the environment . . . is the criterion of consciousness, then even the protozoans are conscious. If awareness of awareness is required, then it is doubtful whether the great apes and human infants are conscious.[27]

Many philosophers have argued that consciousness is a unitary concept that is understood by the majority of people despite the difficulty philosophers have had defining it.[28] Others, though, have argued that the level of disagreement about the meaning of the word indicates that it either means different things to different people (for instance, the objective versus subjective aspects of consciousness), that it encompasses a variety of distinct meanings with no simple element in common,[29] or that we should eliminate this concept from our understanding of the mind, a position known as consciousness semanticism.[30]

Philosophy of mind[edit]

Most writers on the philosophy of consciousness have been concerned with defending a particular point of view, and have organized their material accordingly. For surveys, the most common approach is to follow a historical path by associating stances with the philosophers who are most strongly associated with them, for example, Descartes, Locke, Kant, etc. An alternative is to organize philosophical stances according to basic issues.

Coherence of the concept[edit]

Philosophers differ from non-philosophers in their intuitions about what consciousness is.[31] While most people have a strong intuition for the existence of what they refer to as consciousness,[28] skeptics argue that this intuition is false, either because the concept of consciousness is intrinsically incoherent, or because our intuitions about it are based in illusions. Gilbert Ryle, for example, argued that traditional understanding of consciousness depends on a Cartesian dualist outlook that improperly distinguishes between mind and body, or between mind and world. He proposed that we speak not of minds, bodies, and the world, but of individuals, or persons, acting in the world. Thus, by speaking of «consciousness» we end up misleading ourselves by thinking that there is any sort of thing as consciousness separated from behavioral and linguistic understandings.[32]

Types[edit]

Ned Block argued that discussions on consciousness often failed to properly distinguish phenomenal (P-consciousness) from access (A-consciousness), though these terms had been used before Block.[33] P-consciousness, according to Block, is raw experience: it is moving, colored forms, sounds, sensations, emotions and feelings with our bodies and responses at the center. These experiences, considered independently of any impact on behavior, are called qualia. A-consciousness, on the other hand, is the phenomenon whereby information in our minds is accessible for verbal report, reasoning, and the control of behavior. So, when we perceive, information about what we perceive is access conscious; when we introspect, information about our thoughts is access conscious; when we remember, information about the past is access conscious, and so on. Although some philosophers, such as Daniel Dennett, have disputed the validity of this distinction,[34] others have broadly accepted it. David Chalmers has argued that A-consciousness can in principle be understood in mechanistic terms, but that understanding P-consciousness is much more challenging: he calls this the hard problem of consciousness.[35]

Some philosophers believe that Block’s two types of consciousness are not the end of the story. William Lycan, for example, argued in his book Consciousness and Experience that at least eight clearly distinct types of consciousness can be identified (organism consciousness; control consciousness; consciousness of; state/event consciousness; reportability; introspective consciousness; subjective consciousness; self-consciousness)—and that even this list omits several more obscure forms.[36]

There is also debate over whether or not A-consciousness and P-consciousness always coexist or if they can exist separately. Although P-consciousness without A-consciousness is more widely accepted, there have been some hypothetical examples of A without P. Block, for instance, suggests the case of a «zombie» that is computationally identical to a person but without any subjectivity. However, he remains somewhat skeptical concluding «I don’t know whether there are any actual cases of A-consciousness without P-consciousness, but I hope I have illustrated their conceptual possibility.»[37]

Mind–body problem[edit]

Illustration of dualism by René Descartes. Inputs are passed by the sensory organs to the pineal gland and from there to the immaterial spirit.

Mental processes (such as consciousness) and physical processes (such as brain events) seem to be correlated, however the specific nature of the connection is unknown.

The first influential philosopher to discuss this question specifically was Descartes, and the answer he gave is known as Cartesian dualism. Descartes proposed that consciousness resides within an immaterial domain he called res cogitans (the realm of thought), in contrast to the domain of material things, which he called res extensa (the realm of extension).[38] He suggested that the interaction between these two domains occurs inside the brain, perhaps in a small midline structure called the pineal gland.[39]

Although it is widely accepted that Descartes explained the problem cogently, few later philosophers have been happy with his solution, and his ideas about the pineal gland have especially been ridiculed.[40] However, no alternative solution has gained general acceptance. Proposed solutions can be divided broadly into two categories: dualist solutions that maintain Descartes’s rigid distinction between the realm of consciousness and the realm of matter but give different answers for how the two realms relate to each other; and monist solutions that maintain that there is really only one realm of being, of which consciousness and matter are both aspects. Each of these categories itself contains numerous variants. The two main types of dualism are substance dualism (which holds that the mind is formed of a distinct type of substance not governed by the laws of physics) and property dualism (which holds that the laws of physics are universally valid but cannot be used to explain the mind). The three main types of monism are physicalism (which holds that the mind consists of matter organized in a particular way), idealism (which holds that only thought or experience truly exists, and matter is merely an illusion), and neutral monism (which holds that both mind and matter are aspects of a distinct essence that is itself identical to neither of them). There are also, however, a large number of idiosyncratic theories that cannot cleanly be assigned to any of these schools of thought.[41]

Since the dawn of Newtonian science with its vision of simple mechanical principles governing the entire universe, some philosophers have been tempted by the idea that consciousness could be explained in purely physical terms. The first influential writer to propose such an idea explicitly was Julien Offray de La Mettrie, in his book Man a Machine (L’homme machine). His arguments, however, were very abstract.[42] The most influential modern physical theories of consciousness are based on psychology and neuroscience. Theories proposed by neuroscientists such as Gerald Edelman[43] and Antonio Damasio,[44] and by philosophers such as Daniel Dennett,[45] seek to explain consciousness in terms of neural events occurring within the brain. Many other neuroscientists, such as Christof Koch,[46] have explored the neural basis of consciousness without attempting to frame all-encompassing global theories. At the same time, computer scientists working in the field of artificial intelligence have pursued the goal of creating digital computer programs that can simulate or embody consciousness.[47]

A few theoretical physicists have argued that classical physics is intrinsically incapable of explaining the holistic aspects of consciousness, but that quantum theory may provide the missing ingredients. Several theorists have therefore proposed quantum mind (QM) theories of consciousness.[48] Notable theories falling into this category include the holonomic brain theory of Karl Pribram and David Bohm, and the Orch-OR theory formulated by Stuart Hameroff and Roger Penrose. Some of these QM theories offer descriptions of phenomenal consciousness, as well as QM interpretations of access consciousness. None of the quantum mechanical theories have been confirmed by experiment. Recent publications by G. Guerreshi, J. Cia, S. Popescu, and H. Briegel[49] could falsify proposals such as those of Hameroff, which rely on quantum entanglement in protein. At the present time many scientists and philosophers consider the arguments for an important role of quantum phenomena to be unconvincing.[50]

Apart from the general question of the «hard problem» of consciousness (which is, roughly speaking, the question of how mental experience can arise from a physical basis[51]), a more specialized question is how to square the subjective notion that we are in control of our decisions (at least in some small measure) with the customary view of causality that subsequent events are caused by prior events. The topic of free will is the philosophical and scientific examination of this conundrum.

Problem of other minds[edit]

Many philosophers consider experience to be the essence of consciousness, and believe that experience can only fully be known from the inside, subjectively. But if consciousness is subjective and not visible from the outside, why do the vast majority of people believe that other people are conscious, but rocks and trees are not?[52] This is called the problem of other minds.[53] It is particularly acute for people who believe in the possibility of philosophical zombies, that is, people who think it is possible in principle to have an entity that is physically indistinguishable from a human being and behaves like a human being in every way but nevertheless lacks consciousness.[54] Related issues have also been studied extensively by Greg Littmann of the University of Illinois,[55] and by Colin Allen (a professor at the University of Pittsburgh) regarding the literature and research studying artificial intelligence in androids.[56]

The most commonly given answer is that we attribute consciousness to other people because we see that they resemble us in appearance and behavior; we reason that if they look like us and act like us, they must be like us in other ways, including having experiences of the sort that we do.[57] There are, however, a variety of problems with that explanation. For one thing, it seems to violate the principle of parsimony, by postulating an invisible entity that is not necessary to explain what we observe.[57] Some philosophers, such as Daniel Dennett in a research paper titled «The Unimagined Preposterousness of Zombies», argue that people who give this explanation do not really understand what they are saying.[58] More broadly, philosophers who do not accept the possibility of zombies generally believe that consciousness is reflected in behavior (including verbal behavior), and that we attribute consciousness on the basis of behavior. A more straightforward way of saying this is that we attribute experiences to people because of what they can do, including the fact that they can tell us about their experiences.[59]

Scientific study[edit]

For many decades, consciousness as a research topic was avoided by the majority of mainstream scientists, because of a general feeling that a phenomenon defined in subjective terms could not properly be studied using objective experimental methods.[60] In 1975 George Mandler published an influential psychological study which distinguished between slow, serial, and limited conscious processes and fast, parallel and extensive unconscious ones.[61] The Science and Religion Forum[62] 1984 annual conference, ‘From Artificial Intelligence to Human Consciousness‘ identified the nature of consciousness as a matter for investigation; Donald Michie was a keynote speaker. Starting in the 1980s, an expanding community of neuroscientists and psychologists have associated themselves with a field called Consciousness Studies, giving rise to a stream of experimental work published in books,[63] journals such as Consciousness and Cognition, Frontiers in Consciousness Research, Psyche, and the Journal of Consciousness Studies, along with regular conferences organized by groups such as the Association for the Scientific Study of Consciousness[64] and the Society for Consciousness Studies.

Modern medical and psychological investigations into consciousness are based on psychological experiments (including, for example, the investigation of priming effects using subliminal stimuli), and on case studies of alterations in consciousness produced by trauma, illness, or drugs. Broadly viewed, scientific approaches are based on two core concepts. The first identifies the content of consciousness with the experiences that are reported by human subjects; the second makes use of the concept of consciousness that has been developed by neurologists and other medical professionals who deal with patients whose behavior is impaired. In either case, the ultimate goals are to develop techniques for assessing consciousness objectively in humans as well as other animals, and to understand the neural and psychological mechanisms that underlie it.[46]

Measurement[edit]

Experimental research on consciousness presents special difficulties, due to the lack of a universally accepted operational definition. In the majority of experiments that are specifically about consciousness, the subjects are human, and the criterion used is verbal report: in other words, subjects are asked to describe their experiences, and their descriptions are treated as observations of the contents of consciousness.[65] For example, subjects who stare continuously at a Necker cube usually report that they experience it «flipping» between two 3D configurations, even though the stimulus itself remains the same.[66] The objective is to understand the relationship between the conscious awareness of stimuli (as indicated by verbal report) and the effects the stimuli have on brain activity and behavior. In several paradigms, such as the technique of response priming, the behavior of subjects is clearly influenced by stimuli for which they report no awareness, and suitable experimental manipulations can lead to increasing priming effects despite decreasing prime identification (double dissociation).[67]

Verbal report is widely considered to be the most reliable indicator of consciousness, but it raises a number of issues.[68] For one thing, if verbal reports are treated as observations, akin to observations in other branches of science, then the possibility arises that they may contain errors—but it is difficult to make sense of the idea that subjects could be wrong about their own experiences, and even more difficult to see how such an error could be detected.[69] Daniel Dennett has argued for an approach he calls heterophenomenology, which means treating verbal reports as stories that may or may not be true, but his ideas about how to do this have not been widely adopted.[70] Another issue with verbal report as a criterion is that it restricts the field of study to humans who have language: this approach cannot be used to study consciousness in other species, pre-linguistic children, or people with types of brain damage that impair language. As a third issue, philosophers who dispute the validity of the Turing test may feel that it is possible, at least in principle, for verbal report to be dissociated from consciousness entirely: a philosophical zombie may give detailed verbal reports of awareness in the absence of any genuine awareness.[71]

Although verbal report is in practice the «gold standard» for ascribing consciousness, it is not the only possible criterion.[68] In medicine, consciousness is assessed as a combination of verbal behavior, arousal, brain activity and purposeful movement. The last three of these can be used as indicators of consciousness when verbal behavior is absent.[72][73] The scientific literature regarding the neural bases of arousal and purposeful movement is very extensive. Their reliability as indicators of consciousness is disputed, however, due to numerous studies showing that alert human subjects can be induced to behave purposefully in a variety of ways in spite of reporting a complete lack of awareness.[67] Studies of the neuroscience of free will have also shown that the experiences that people report when they behave purposefully sometimes do not correspond to their actual behaviors or to the patterns of electrical activity recorded from their brains.[74]

Another approach applies specifically to the study of self-awareness, that is, the ability to distinguish oneself from others. In the 1970s Gordon Gallup developed an operational test for self-awareness, known as the mirror test. The test examines whether animals are able to differentiate between seeing themselves in a mirror versus seeing other animals. The classic example involves placing a spot of coloring on the skin or fur near the individual’s forehead and seeing if they attempt to remove it or at least touch the spot, thus indicating that they recognize that the individual they are seeing in the mirror is themselves.[75] Humans (older than 18 months) and other great apes, bottlenose dolphins, orcas, pigeons, European magpies and elephants have all been observed to pass this test.[76]

Neural correlates[edit]

Schema of the neural processes underlying consciousness, from Christof Koch

A major part of the scientific literature on consciousness consists of studies that examine the relationship between the experiences reported by subjects and the activity that simultaneously takes place in their brains—that is, studies of the neural correlates of consciousness. The hope is to find that activity in a particular part of the brain, or a particular pattern of global brain activity, which will be strongly predictive of conscious awareness. Several brain imaging techniques, such as EEG and fMRI, have been used for physical measures of brain activity in these studies.[77]

Another idea that has drawn attention for several decades is that consciousness is associated with high-frequency (gamma band) oscillations in brain activity. This idea arose from proposals in the 1980s, by Christof von der Malsburg and Wolf Singer, that gamma oscillations could solve the so-called binding problem, by linking information represented in different parts of the brain into a unified experience.[78] Rodolfo Llinás, for example, proposed that consciousness results from recurrent thalamo-cortical resonance where the specific thalamocortical systems (content) and the non-specific (centromedial thalamus) thalamocortical systems (context) interact in the gamma band frequency via synchronous oscillations.[79]

A number of studies have shown that activity in primary sensory areas of the brain is not sufficient to produce consciousness: it is possible for subjects to report a lack of awareness even when areas such as the primary visual cortex (V1) show clear electrical responses to a stimulus.[80] Higher brain areas are seen as more promising, especially the prefrontal cortex, which is involved in a range of higher cognitive functions collectively known as executive functions.[81] There is substantial evidence that a «top-down» flow of neural activity (i.e., activity propagating from the frontal cortex to sensory areas) is more predictive of conscious awareness than a «bottom-up» flow of activity.[82] The prefrontal cortex is not the only candidate area, however: studies by Nikos Logothetis and his colleagues have shown, for example, that visually responsive neurons in parts of the temporal lobe reflect the visual perception in the situation when conflicting visual images are presented to different eyes (i.e., bistable percepts during binocular rivalry).[83] Furthermore, top-down feedback from higher to lower visual brain areas may be weaker or absent in the peripheral visual field, as suggested by some experimental data and theoretical arguments;[84] nevertheless humans can perceive visual inputs in the peripheral visual field arising from bottom-up V1 neural activities.[84][85] Meanwhile, bottom-up V1 activities for the central visual fields can be vetoed, and thus made invisible to perception, by the top-down feedback, when these bottom-up signals are inconsistent with brain’s internal model of the visual world.[84][85]

Modulation of neural responses may correlate with phenomenal experiences. In contrast to the raw electrical responses that do not correlate with consciousness, the modulation of these responses by other stimuli correlates surprisingly well with an important aspect of consciousness: namely with the phenomenal experience of stimulus intensity (brightness, contrast). In the research group of Danko Nikolić it has been shown that some of the changes in the subjectively perceived brightness correlated with the modulation of firing rates while others correlated with the modulation of neural synchrony.[86] An fMRI investigation suggested that these findings were strictly limited to the primary visual areas.[87] This indicates that, in the primary visual areas, changes in firing rates and synchrony can be considered as neural correlates of qualia—at least for some type of qualia.

In 2013, the perturbational complexity index (PCI) was proposed, a measure of the algorithmic complexity of the electrophysiological response of the cortex to transcranial magnetic stimulation. This measure was shown to be higher in individuals that are awake, in REM sleep or in a locked-in state than in those who are in deep sleep or in a vegetative state,[88] making it potentially useful as a quantitative assessment of consciousness states.

Assuming that not only humans but even some non-mammalian species are conscious, a number of evolutionary approaches to the problem of neural correlates of consciousness open up. For example, assuming that birds are conscious—a common assumption among neuroscientists and ethologists due to the extensive cognitive repertoire of birds—there are comparative neuroanatomical ways to validate some of the principal, currently competing, mammalian consciousness–brain theories. The rationale for such a comparative study is that the avian brain deviates structurally from the mammalian brain. So how similar are they? What homologues can be identified? The general conclusion from the study by Butler, et al.,[89] is that some of the major theories for the mammalian brain [90][91][92] also appear to be valid for the avian brain. The structures assumed to be critical for consciousness in mammalian brains have homologous counterparts in avian brains. Thus the main portions of the theories of Crick and Koch,[90] Edelman and Tononi,[91] and Cotterill [92] seem to be compatible with the assumption that birds are conscious. Edelman also differentiates between what he calls primary consciousness (which is a trait shared by humans and non-human animals) and higher-order consciousness as it appears in humans alone along with human language capacity.[91] Certain aspects of the three theories, however, seem less easy to apply to the hypothesis of avian consciousness. For instance, the suggestion by Crick and Koch that layer 5 neurons of the mammalian brain have a special role, seems difficult to apply to the avian brain, since the avian homologues have a different morphology. Likewise, the theory of Eccles[93][94] seems incompatible, since a structural homologue/analogue to the dendron has not been found in avian brains. The assumption of an avian consciousness also brings the reptilian brain into focus. The reason is the structural continuity between avian and reptilian brains, meaning that the phylogenetic origin of consciousness may be earlier than suggested by many leading neuroscientists.

Joaquin Fuster of UCLA has advocated the position of the importance of the prefrontal cortex in humans, along with the areas of Wernicke and Broca, as being of particular importance to the development of human language capacities neuro-anatomically necessary for the emergence of higher-order consciousness in humans.[95]

A study in 2016 looked at lesions in specific areas of the brainstem that were associated with coma and vegetative states. A small region of the rostral dorsolateral pontine tegmentum in the brainstem was suggested to drive consciousness through functional connectivity with two cortical regions, the left ventral anterior insular cortex, and the pregenual anterior cingulate cortex. These three regions may work together as a triad to maintain consciousness.[96]

Models[edit]

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A wide range of empirical theories of consciousness have been proposed.[97][98][99] Adrian Doerig and colleagues list 13 notable theories,[99] while Anil Seth and Tim Bayne list 22 notable theories.[98]

Integrated information theory (IIT) postulates that consciousness resides in the information being processed and arises once the information reaches a certain level of complexity.[citation needed]

Orchestrated objective reduction (Orch OR) postulates that consciousness originates at the quantum level inside neurons. The mechanism is held to be a quantum process called objective reduction that is orchestrated by cellular structures called microtubules. However the details of the mechanism would go beyond current quantum theory.[100]

In 2011, Graziano and Kastner[101] proposed the «attention schema» theory of awareness. In that theory, specific cortical areas, notably in the superior temporal sulcus and the temporo-parietal junction, are used to build the construct of awareness and attribute it to other people. The same cortical machinery is also used to attribute awareness to oneself. Damage to these cortical regions can lead to deficits in consciousness such as hemispatial neglect. In the attention schema theory, the value of explaining the feature of awareness and attributing it to a person is to gain a useful predictive model of that person’s attentional processing. Attention is a style of information processing in which a brain focuses its resources on a limited set of interrelated signals. Awareness, in this theory, is a useful, simplified schema that represents attentional states. To be aware of X is explained by constructing a model of one’s attentional focus on X.

The entropic brain is a theory of conscious states informed by neuroimaging research with psychedelic drugs. The theory suggests that the brain in primary states such as rapid eye movement (REM) sleep, early psychosis and under the influence of psychedelic drugs, is in a disordered state; normal waking consciousness constrains some of this freedom and makes possible metacognitive functions such as internal self-administered reality testing and self-awareness.[102][103][104][105] Criticism has included questioning whether the theory has been adequately tested.[106]

In 2017, work by David Rudrauf and colleagues, including Karl Friston, applied the active inference paradigm to consciousness, a model of how sensory data is integrated with priors in a process of projective transformation. The authors argue that, while their model identifies a key relationship between computation and phenomenology, it does not completely solve the hard problem of consciousness or completely close the explanatory gap.[107]

Biological function and evolution[edit]

Opinions are divided as to where in biological evolution consciousness emerged and about whether or not consciousness has any survival value. Some argue that consciousness is a byproduct of evolution. It has been argued that consciousness emerged (i) exclusively with the first humans, (ii) exclusively with the first mammals, (iii) independently in mammals and birds, or (iv) with the first reptiles.[108] Other authors date the origins of consciousness to the first animals with nervous systems or early vertebrates in the Cambrian over 500 million years ago.[109] Donald Griffin suggests in his book Animal Minds a gradual evolution of consciousness.[110] Each of these scenarios raises the question of the possible survival value of consciousness.

Thomas Henry Huxley defends in an essay titled On the Hypothesis that Animals are Automata, and its History an epiphenomenalist theory of consciousness according to which consciousness is a causally inert effect of neural activity—»as the steam-whistle which accompanies the work of a locomotive engine is without influence upon its machinery».[111] To this William James objects in his essay Are We Automata? by stating an evolutionary argument for mind-brain interaction implying that if the preservation and development of consciousness in the biological evolution is a result of natural selection, it is plausible that consciousness has not only been influenced by neural processes, but has had a survival value itself; and it could only have had this if it had been efficacious.[112][113] Karl Popper develops in the book The Self and Its Brain a similar evolutionary argument.[114]

Regarding the primary function of conscious processing, a recurring idea in recent theories is that phenomenal states somehow integrate neural activities and information-processing that would otherwise be independent.[115] This has been called the integration consensus. Another example has been proposed by Gerald Edelman called dynamic core hypothesis which puts emphasis on reentrant connections that reciprocally link areas of the brain in a massively parallel manner.[116] Edelman also stresses the importance of the evolutionary emergence of higher-order consciousness in humans from the historically older trait of primary consciousness which humans share with non-human animals (see Neural correlates section above). These theories of integrative function present solutions to two classic problems associated with consciousness: differentiation and unity. They show how our conscious experience can discriminate between a virtually unlimited number of different possible scenes and details (differentiation) because it integrates those details from our sensory systems, while the integrative nature of consciousness in this view easily explains how our experience can seem unified as one whole despite all of these individual parts. However, it remains unspecified which kinds of information are integrated in a conscious manner and which kinds can be integrated without consciousness. Nor is it explained what specific causal role conscious integration plays, nor why the same functionality cannot be achieved without consciousness. Obviously not all kinds of information are capable of being disseminated consciously (e.g., neural activity related to vegetative functions, reflexes, unconscious motor programs, low-level perceptual analyses, etc.) and many kinds of information can be disseminated and combined with other kinds without consciousness, as in intersensory interactions such as the ventriloquism effect.[117] Hence it remains unclear why any of it is conscious. For a review of the differences between conscious and unconscious integrations, see the article of Ezequiel Morsella.[117]

As noted earlier, even among writers who consider consciousness to be well-defined, there is widespread dispute about which animals other than humans can be said to possess it.[118] Edelman has described this distinction as that of humans possessing higher-order consciousness while sharing the trait of primary consciousness with non-human animals (see previous paragraph). Thus, any examination of the evolution of consciousness is faced with great difficulties. Nevertheless, some writers have argued that consciousness can be viewed from the standpoint of evolutionary biology as an adaptation in the sense of a trait that increases fitness.[119] In his article «Evolution of consciousness», John Eccles argued that special anatomical and physical properties of the mammalian cerebral cortex gave rise to consciousness («[a] psychon … linked to [a] dendron through quantum physics»).[120] Bernard Baars proposed that once in place, this «recursive» circuitry may have provided a basis for the subsequent development of many of the functions that consciousness facilitates in higher organisms.[121] Peter Carruthers has put forth one such potential adaptive advantage gained by conscious creatures by suggesting that consciousness allows an individual to make distinctions between appearance and reality.[122] This ability would enable a creature to recognize the likelihood that their perceptions are deceiving them (e.g. that water in the distance may be a mirage) and behave accordingly, and it could also facilitate the manipulation of others by recognizing how things appear to them for both cooperative and devious ends.

Other philosophers, however, have suggested that consciousness would not be necessary for any functional advantage in evolutionary processes.[123][124] No one has given a causal explanation, they argue, of why it would not be possible for a functionally equivalent non-conscious organism (i.e., a philosophical zombie) to achieve the very same survival advantages as a conscious organism. If evolutionary processes are blind to the difference between function F being performed by conscious organism O and non-conscious organism O*, it is unclear what adaptive advantage consciousness could provide.[125] As a result, an exaptive explanation of consciousness has gained favor with some theorists that posit consciousness did not evolve as an adaptation but was an exaptation arising as a consequence of other developments such as increases in brain size or cortical rearrangement.[109] Consciousness in this sense has been compared to the blind spot in the retina where it is not an adaption of the retina, but instead just a by-product of the way the retinal axons were wired.[126] Several scholars including Pinker, Chomsky, Edelman, and Luria have indicated the importance of the emergence of human language as an important regulative mechanism of learning and memory in the context of the development of higher-order consciousness (see Neural correlates section above).

Altered states[edit]

There are some brain states in which consciousness seems to be absent, including dreamless sleep or coma. There are also a variety of circumstances that can change the relationship between the mind and the world in less drastic ways, producing what are known as altered states of consciousness. Some altered states occur naturally; others can be produced by drugs or brain damage.[127] Altered states can be accompanied by changes in thinking, disturbances in the sense of time, feelings of loss of control, changes in emotional expression, alternations in body image and changes in meaning or significance.[128]

The two most widely accepted altered states are sleep and dreaming. Although dream sleep and non-dream sleep appear very similar to an outside observer, each is associated with a distinct pattern of brain activity, metabolic activity, and eye movement; each is also associated with a distinct pattern of experience and cognition. During ordinary non-dream sleep, people who are awakened report only vague and sketchy thoughts, and their experiences do not cohere into a continuous narrative. During dream sleep, in contrast, people who are awakened report rich and detailed experiences in which events form a continuous progression, which may however be interrupted by bizarre or fantastic intrusions.[129][failed verification] Thought processes during the dream state frequently show a high level of irrationality. Both dream and non-dream states are associated with severe disruption of memory: it usually disappears in seconds during the non-dream state, and in minutes after awakening from a dream unless actively refreshed.[130]

Research conducted on the effects of partial epileptic seizures on consciousness found that patients who have partial epileptic seizures experience altered states of consciousness.[131][132] In partial epileptic seizures, consciousness is impaired or lost while some aspects of consciousness, often automated behaviors, remain intact. Studies found that when measuring the qualitative features during partial epileptic seizures, patients exhibited an increase in arousal and became absorbed in the experience of the seizure, followed by difficulty in focusing and shifting attention.

A variety of psychoactive drugs, including alcohol, have notable effects on consciousness.[133] These range from a simple dulling of awareness produced by sedatives, to increases in the intensity of sensory qualities produced by stimulants, cannabis, empathogens–entactogens such as MDMA («Ecstasy»), or most notably by the class of drugs known as psychedelics.[127] LSD, mescaline, psilocybin, dimethyltryptamine, and others in this group can produce major distortions of perception, including hallucinations; some users even describe their drug-induced experiences as mystical or spiritual in quality. The brain mechanisms underlying these effects are not as well understood as those induced by use of alcohol,[133] but there is substantial evidence that alterations in the brain system that uses the chemical neurotransmitter serotonin play an essential role.[134]

There has been some research into physiological changes in yogis and people who practise various techniques of meditation. Some research with brain waves during meditation has reported differences between those corresponding to ordinary relaxation and those corresponding to meditation. It has been disputed, however, whether there is enough evidence to count these as physiologically distinct states of consciousness.[135]

The most extensive study of the characteristics of altered states of consciousness was made by psychologist Charles Tart in the 1960s and 1970s. Tart analyzed a state of consciousness as made up of a number of component processes, including exteroception (sensing the external world); interoception (sensing the body); input-processing (seeing meaning); emotions; memory; time sense; sense of identity; evaluation and cognitive processing; motor output; and interaction with the environment.[136][self-published source] Each of these, in his view, could be altered in multiple ways by drugs or other manipulations. The components that Tart identified have not, however, been validated by empirical studies. Research in this area has not yet reached firm conclusions, but a recent questionnaire-based study identified eleven significant factors contributing to drug-induced states of consciousness: experience of unity; spiritual experience; blissful state; insightfulness; disembodiment; impaired control and cognition; anxiety; complex imagery; elementary imagery; audio-visual synesthesia; and changed meaning of percepts.[137]

Medical aspects[edit]

The medical approach to consciousness is scientifically oriented. It derives from a need to treat people whose brain function has been impaired as a result of disease, brain damage, toxins, or drugs. In medicine, conceptual distinctions are considered useful to the degree that they can help to guide treatments. The medical approach focuses mostly on the amount of consciousness a person has: in medicine, consciousness is assessed as a «level» ranging from coma and brain death at the low end, to full alertness and purposeful responsiveness at the high end.[138]

Consciousness is of concern to patients and physicians, especially neurologists and anesthesiologists. Patients may have disorders of consciousness or may need to be anesthetized for a surgical procedure. Physicians may perform consciousness-related interventions such as instructing the patient to sleep, administering general anesthesia, or inducing medical coma.[138] Also, bioethicists may be concerned with the ethical implications of consciousness in medical cases of patients such as the Karen Ann Quinlan case,[139] while neuroscientists may study patients with impaired consciousness in hopes of gaining information about how the brain works.[140]

Assessment[edit]

In medicine, consciousness is examined using a set of procedures known as neuropsychological assessment.[72] There are two commonly used methods for assessing the level of consciousness of a patient: a simple procedure that requires minimal training, and a more complex procedure that requires substantial expertise. The simple procedure begins by asking whether the patient is able to move and react to physical stimuli. If so, the next question is whether the patient can respond in a meaningful way to questions and commands. If so, the patient is asked for name, current location, and current day and time. A patient who can answer all of these questions is said to be «alert and oriented times four» (sometimes denoted «A&Ox4» on a medical chart), and is usually considered fully conscious.[141]

The more complex procedure is known as a neurological examination, and is usually carried out by a neurologist in a hospital setting. A formal neurological examination runs through a precisely delineated series of tests, beginning with tests for basic sensorimotor reflexes, and culminating with tests for sophisticated use of language. The outcome may be summarized using the Glasgow Coma Scale, which yields a number in the range 3–15, with a score of 3 to 8 indicating coma, and 15 indicating full consciousness. The Glasgow Coma Scale has three subscales, measuring the best motor response (ranging from «no motor response» to «obeys commands»), the best eye response (ranging from «no eye opening» to «eyes opening spontaneously») and the best verbal response (ranging from «no verbal response» to «fully oriented»). There is also a simpler pediatric version of the scale, for children too young to be able to use language.[138]

In 2013, an experimental procedure was developed to measure degrees of consciousness, the procedure involving stimulating the brain with a magnetic pulse, measuring resulting waves of electrical activity, and developing a consciousness score based on the complexity of the brain activity.[142]

Disorders[edit]

Medical conditions that inhibit consciousness are considered disorders of consciousness.[143] This category generally includes minimally conscious state and persistent vegetative state, but sometimes also includes the less severe locked-in syndrome and more severe chronic coma.[143][144] Differential diagnosis of these disorders is an active area of biomedical research.[145][146][147] Finally, brain death results in possible irreversible disruption of consciousness.[143] While other conditions may cause a moderate deterioration (e.g., dementia and delirium) or transient interruption (e.g., grand mal and petit mal seizures) of consciousness, they are not included in this category.

Disorder Description
Locked-in syndrome The patient has awareness, sleep-wake cycles, and meaningful behavior (viz., eye-movement), but is isolated due to quadriplegia and pseudobulbar palsy.
Minimally conscious state The patient has intermittent periods of awareness and wakefulness and displays some meaningful behavior.
Persistent vegetative state The patient has sleep-wake cycles, but lacks awareness and only displays reflexive and non-purposeful behavior.
Chronic coma The patient lacks awareness and sleep-wake cycles and only displays reflexive behavior.
Brain death The patient lacks awareness, sleep-wake cycles, and brain-mediated reflexive behavior.

Medical experts increasingly view anosognosia as a disorder of consciousness.[148] Anosognosia a Greek-derived term meaning «unawareness of disease». This is a condition in which patients are disabled in some way, most commonly as a result of a stroke, but either misunderstand the nature of the problem or deny that there is anything wrong with them.[149] The most frequently occurring form is seen in people who have experienced a stroke damaging the parietal lobe in the right hemisphere of the brain, giving rise to a syndrome known as hemispatial neglect, characterized by an inability to direct action or attention toward objects located to the left with respect to their bodies. Patients with hemispatial neglect are often paralyzed on the left side of the body, but sometimes deny being unable to move. When questioned about the obvious problem, the patient may avoid giving a direct answer, or may give an explanation that doesn’t make sense. Patients with hemispatial neglect may also fail to recognize paralyzed parts of their bodies: one frequently mentioned case is of a man who repeatedly tried to throw his own paralyzed right leg out of the bed he was lying in, and when asked what he was doing, complained that somebody had put a dead leg into the bed with him. An even more striking type of anosognosia is Anton–Babinski syndrome, a rarely occurring condition in which patients become blind but claim to be able to see normally, and persist in this claim in spite of all evidence to the contrary.[150]

Outside human adults[edit]

In children[edit]

Of the eight types of consciousness in the Lycan classification, some are detectable in utero and others develop years after birth. Psychologist and educator William Foulkes studied children’s dreams and concluded that prior to the shift in cognitive maturation that humans experience during ages five to seven,[151] children lack the Lockean consciousness that Lycan had labeled «introspective consciousness» and that Foulkes labels «self-reflection.»[152] In a 2020 paper, Katherine Nelson and Robyn Fivush use «autobiographical consciousness» to label essentially the same faculty, and agree with Foulkes on the timing of this faculty’s acquisition. Nelson and Fivush contend that «language is the tool by which humans create a new, uniquely human form of consciousness, namely, autobiographical consciousness.»[153] Julian Jaynes had staked out these positions decades earlier.[154][155] Citing the developmental steps that lead the infant to autobiographical consciousness, Nelson and Fivush point to the acquisition of «theory of mind,» calling theory of mind «necessary for autobiographical consciousness» and defining it as «understanding differences between one’s own mind and others’ minds in terms of beliefs, desires, emotions and thoughts.» They write, «The hallmark of theory of mind, the understanding of false belief, occurs … at five to six years of age.»[156]

In animals[edit]

The topic of animal consciousness is beset by a number of difficulties. It poses the problem of other minds in an especially severe form, because non-human animals, lacking the ability to express human language, cannot tell humans about their experiences.[157] Also, it is difficult to reason objectively about the question, because a denial that an animal is conscious is often taken to imply that it does not feel, its life has no value, and that harming it is not morally wrong. Descartes, for example, has sometimes been blamed for mistreatment of animals due to the fact that he believed only humans have a non-physical mind.[158] Most people have a strong intuition that some animals, such as cats and dogs, are conscious, while others, such as insects, are not; but the sources of this intuition are not obvious, and are often based on personal interactions with pets and other animals they have observed.[157]

Thomas Nagel argues that while a human might be able to imagine what it is like to be a bat by taking «the bat’s point of view», it would still be impossible «to know what it is like for a bat to be a bat.» (Townsend’s big-eared bat pictured).

Philosophers who consider subjective experience the essence of consciousness also generally believe, as a correlate, that the existence and nature of animal consciousness can never rigorously be known. Thomas Nagel spelled out this point of view in an influential essay titled What Is it Like to Be a Bat?. He said that an organism is conscious «if and only if there is something that it is like to be that organism—something it is like for the organism»; and he argued that no matter how much we know about an animal’s brain and behavior, we can never really put ourselves into the mind of the animal and experience its world in the way it does itself.[159] Other thinkers, such as Douglas Hofstadter, dismiss this argument as incoherent.[160] Several psychologists and ethologists have argued for the existence of animal consciousness by describing a range of behaviors that appear to show animals holding beliefs about things they cannot directly perceive—Donald Griffin’s 2001 book Animal Minds reviews a substantial portion of the evidence.[110]

On July 7, 2012, eminent scientists from different branches of neuroscience gathered at the University of Cambridge to celebrate the Francis Crick Memorial Conference, which deals with consciousness in humans and pre-linguistic consciousness in nonhuman animals. After the conference, they signed in the presence of Stephen Hawking, the ‘Cambridge Declaration on Consciousness’, which summarizes the most important findings of the survey:

«We decided to reach a consensus and make a statement directed to the public that is not scientific. It’s obvious to everyone in this room that animals have consciousness, but it is not obvious to the rest of the world. It is not obvious to the rest of the Western world or the Far East. It is not obvious to the society.»[161]

«Convergent evidence indicates that non-human animals …, including all mammals and birds, and other creatures, … have the necessary neural substrates of consciousness and the capacity to exhibit intentional behaviors.»[162]

In artifacts[edit]

The idea of an artifact made conscious is an ancient theme of mythology, appearing for example in the Greek myth of Pygmalion, who carved a statue that was magically brought to life, and in medieval Jewish stories of the Golem, a magically animated homunculus built of clay.[163] However, the possibility of actually constructing a conscious machine was probably first discussed by Ada Lovelace, in a set of notes written in 1842 about the Analytical Engine invented by Charles Babbage, a precursor (never built) to modern electronic computers. Lovelace was essentially dismissive of the idea that a machine such as the Analytical Engine could think in a humanlike way. She wrote:

It is desirable to guard against the possibility of exaggerated ideas that might arise as to the powers of the Analytical Engine. … The Analytical Engine has no pretensions whatever to originate anything. It can do whatever we know how to order it to perform. It can follow analysis; but it has no power of anticipating any analytical relations or truths. Its province is to assist us in making available what we are already acquainted with.[164]

One of the most influential contributions to this question was an essay written in 1950 by pioneering computer scientist Alan Turing, titled Computing Machinery and Intelligence. Turing disavowed any interest in terminology, saying that even «Can machines think?» is too loaded with spurious connotations to be meaningful; but he proposed to replace all such questions with a specific operational test, which has become known as the Turing test.[165] To pass the test, a computer must be able to imitate a human well enough to fool interrogators. In his essay Turing discussed a variety of possible objections, and presented a counterargument to each of them. The Turing test is commonly cited in discussions of artificial intelligence as a proposed criterion for machine consciousness; it has provoked a great deal of philosophical debate. For example, Daniel Dennett and Douglas Hofstadter argue that anything capable of passing the Turing test is necessarily conscious,[166] while David Chalmers argues that a philosophical zombie could pass the test, yet fail to be conscious.[167] A third group of scholars have argued that with technological growth once machines begin to display any substantial signs of human-like behavior then the dichotomy (of human consciousness compared to human-like consciousness) becomes passé and issues of machine autonomy begin to prevail even as observed in its nascent form within contemporary industry and technology.[55][56] Jürgen Schmidhuber argues that consciousness is the result of compression.[168] As an agent sees representation of itself recurring in the environment, the compression of this representation can be called consciousness.

John Searle in December 2005

In a lively exchange over what has come to be referred to as «the Chinese room argument», John Searle sought to refute the claim of proponents of what he calls «strong artificial intelligence (AI)» that a computer program can be conscious, though he does agree with advocates of «weak AI» that computer programs can be formatted to «simulate» conscious states. His own view is that consciousness has subjective, first-person causal powers by being essentially intentional due to the way human brains function biologically; conscious persons can perform computations, but consciousness is not inherently computational the way computer programs are. To make a Turing machine that speaks Chinese, Searle imagines a room with one monolingual English speaker (Searle himself, in fact), a book that designates a combination of Chinese symbols to be output paired with Chinese symbol input, and boxes filled with Chinese symbols. In this case, the English speaker is acting as a computer and the rulebook as a program. Searle argues that with such a machine, he would be able to process the inputs to outputs perfectly without having any understanding of Chinese, nor having any idea what the questions and answers could possibly mean. If the experiment were done in English, since Searle knows English, he would be able to take questions and give answers without any algorithms for English questions, and he would be effectively aware of what was being said and the purposes it might serve. Searle would pass the Turing test of answering the questions in both languages, but he is only conscious of what he is doing when he speaks English. Another way of putting the argument is to say that computer programs can pass the Turing test for processing the syntax of a language, but that the syntax cannot lead to semantic meaning in the way strong AI advocates hoped.[169][170]

In the literature concerning artificial intelligence, Searle’s essay has been second only to Turing’s in the volume of debate it has generated.[171] Searle himself was vague about what extra ingredients it would take to make a machine conscious: all he proposed was that what was needed was «causal powers» of the sort that the brain has and that computers lack. But other thinkers sympathetic to his basic argument have suggested that the necessary (though perhaps still not sufficient) extra conditions may include the ability to pass not just the verbal version of the Turing test, but the robotic version,[172] which requires grounding the robot’s words in the robot’s sensorimotor capacity to categorize and interact with the things in the world that its words are about, Turing-indistinguishably from a real person. Turing-scale robotics is an empirical branch of research on embodied cognition and situated cognition.[173]

In 2014, Victor Argonov has suggested a non-Turing test for machine consciousness based on machine’s ability to produce philosophical judgments.[174] He argues that a deterministic machine must be regarded as conscious if it is able to produce judgments on all problematic properties of consciousness (such as qualia or binding) having no innate (preloaded) philosophical knowledge on these issues, no philosophical discussions while learning, and no informational models of other creatures in its memory (such models may implicitly or explicitly contain knowledge about these creatures’ consciousness). However, this test can be used only to detect, but not refute the existence of consciousness. A positive result proves that machine is conscious but a negative result proves nothing. For example, absence of philosophical judgments may be caused by lack of the machine’s intellect, not by absence of consciousness.

Stream of consciousness[edit]

William James is usually credited with popularizing the idea that human consciousness flows like a stream, in his Principles of Psychology of 1890.

According to James, the «stream of thought» is governed by five characteristics:[175]

  1. Every thought tends to be part of a personal consciousness.
  2. Within each personal consciousness thought is always changing.
  3. Within each personal consciousness thought is sensibly continuous.
  4. It always appears to deal with objects independent of itself.
  5. It is interested in some parts of these objects to the exclusion of others.

A similar concept appears in Buddhist philosophy, expressed by the Sanskrit term Citta-saṃtāna, which is usually translated as mindstream or «mental continuum». Buddhist teachings describe that consciousness manifests moment to moment as sense impressions and mental phenomena that are continuously changing.[176] The teachings list six triggers that can result in the generation of different mental events.[176] These triggers are input from the five senses (seeing, hearing, smelling, tasting or touch sensations), or a thought (relating to the past, present or the future) that happen to arise in the mind. The mental events generated as a result of these triggers are: feelings, perceptions and intentions/behaviour. The moment-by-moment manifestation of the mind-stream is said to happen in every person all the time. It even happens in a scientist who analyses various phenomena in the world, or analyses the material body including the organ brain.[176] The manifestation of the mindstream is also described as being influenced by physical laws, biological laws, psychological laws, volitional laws, and universal laws.[176] The purpose of the Buddhist practice of mindfulness is to understand the inherent nature of the consciousness and its characteristics.[177]

Narrative form[edit]

In the West, the primary impact of the idea has been on literature rather than science: «stream of consciousness as a narrative mode» means writing in a way that attempts to portray the moment-to-moment thoughts and experiences of a character. This technique perhaps had its beginnings in the monologues of Shakespeare’s plays and reached its fullest development in the novels of James Joyce and Virginia Woolf, although it has also been used by many other noted writers.[178]

Here, for example, is a passage from Joyce’s Ulysses about the thoughts of Molly Bloom:

Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was actually afraid to lay out 4d for her methylated spirit telling me all her ailments she had too much old chat in her about politics and earthquakes and the end of the world let us have a bit of fun first God help the world if all the women were her sort down on bathingsuits and lownecks of course nobody wanted her to wear them I suppose she was pious because no man would look at her twice I hope Ill never be like her a wonder she didnt want us to cover our faces but she was a welleducated woman certainly and her gabby talk about Mr Riordan here and Mr Riordan there I suppose he was glad to get shut of her.[179]

Spiritual approaches[edit]

To most philosophers, the word «consciousness» connotes the relationship between the mind and the world. To writers on spiritual or religious topics, it frequently connotes the relationship between the mind and God, or the relationship between the mind and deeper truths that are thought to be more fundamental than the physical world. The mystical psychiatrist Richard Maurice Bucke, author of the 1901 book Cosmic Consciousness: A Study in the Evolution of the Human Mind,
distinguished between three types of consciousness: ‘Simple Consciousness’, awareness of the body, possessed by many animals; ‘Self Consciousness’, awareness of being aware, possessed only by humans; and ‘Cosmic Consciousness’, awareness of the life and order of the universe, possessed only by humans who are enlightened.[180] Many more examples could be given, such as the various levels of spiritual consciousness presented by Prem Saran Satsangi and Stuart Hameroff.[181]

Another thorough account of the spiritual approach is Ken Wilber’s 1977 book The Spectrum of Consciousness, a comparison of western and eastern ways of thinking about the mind. Wilber described consciousness as a spectrum with ordinary awareness at one end, and more profound types of awareness at higher levels.[182]

See also[edit]

  • Chaitanya (consciousness): Pure consciousness in Hindu philosophy.
  • Models of consciousness: Ideas for a scientific mechanism underlying consciousness.
  • Plant perception (paranormal): A pseudoscientific theory.
  • Sakshi (Witness): Pure awareness in Hindu philosophy.
  • Vertiginous question: On the uniqueness of a person’s consciousness.

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  152. ^ Foulkes, David (1999). Children’s Dreaming and the Development of Consciousness. Cambridge, Massachusetts: Harvard University Press. p. 13. In defining ‘consciousness’ as a self-reflective act, psychology loses much of the glamour and mystery of other areas of consciousness-study, but it also can proceed on a workaday basis without becoming paralyzed in pure abstraction.
  153. ^ Nelson, Katherine; Fivush, Robin (2020). «The Development of Autobiographical Memory, Autobiographical Narratives, and Autobiographical Consciousness». Psychological Reports. 123 (1): 74. doi:10.1177/0033294119852574. PMID 31142189. S2CID 169038149.
  154. ^ Jaynes, Julian (2000) [1976]. The Origin of Consciousness in the Breakdown of the Bicameral Mind. Houghton Mifflin. p. 447. ISBN 0-618-05707-2. Consciousness is based on language…. Consciousness is not the same as cognition and should be sharply distinguished from it.
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  156. ^ Nelson, Katherine; Fivush, Robin (2020). «The Development of Autobiographical Memory, Autobiographical Narratives, and Autobiographical Consciousness». Psychological Reports. 123 (1): 80–83. doi:10.1177/0033294119852574. PMID 31142189. S2CID 169038149.
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  176. ^ a b c d Karunamuni N.D. (May 2015). «The Five-Aggregate Model of the Mind». SAGE Open. 5 (2): 215824401558386. doi:10.1177/2158244015583860.
  177. ^ Dzogchen Rinpoche (2007). «Taming the mindstream». In Doris Wolter (ed.). Losing the Clouds, Gaining the Sky: Buddhism and the Natural Mind. Wisdom Publications. pp. 81–92. ISBN 978-0-86171-359-2.
  178. ^ Robert Humphrey (1954). Stream of Consciousness in the Modern Novel. University of California Press. pp. 23–49. ISBN 978-0-520-00585-3.
  179. ^ James Joyce (1990). Ulysses. BompaCrazy.com. p. 620.
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  181. ^ Satsangi, Prem Saran and Hameroff, Stuart (2016) Consciousness: Integrating Eastern and Western Perspectives New Age Books. ISBN 978-81-7822-493-0
  182. ^ Ken Wilber (2002). The Spectrum of Consciousness. Motilal Banarsidass. pp. 3–16. ISBN 978-81-208-1848-4.

Further reading[edit]

  • Chalmers, David (1996). The Conscious Mind: In Search of a Fundamental Theory. Oxford University Press. ISBN 978-0-19-511789-9.
  • Dehaene, Stanislas (2014). Consciousness and the Brain: Deciphering How the Brain Codes Our Thoughts. Viking Press. ISBN 978-0670025435.
  • Dennett, Daniel (1991). Consciousness Explained. Little, Brown and Company. ISBN 9780316439480.
  • Frankish, Keith (2021). Consciousness: The Basics. Routledge. ISBN 9781138655980.
  • Harley, Trevor (2021). The Science of Consciousness: Waking, Sleeping, and Dreaming. Cambridge University Press. doi:10.1017/9781316408889. ISBN 978-1-107-56330-8. S2CID 233977060.
  • Irvine, Elizabeth (2013). Consciousness as a Scientific Concept: A Philosophy of Science Perspective. Dordrecht, Netherlands: Springer. doi:10.1007/978-94-007-5173-6. ISBN 978-94-007-5172-9.
  • Koch, Christof (2019). The Feeling of Life Itself: Why Consciousness Is Widespread but Can’t Be Computed. MIT Press. ISBN 9780262042819.
  • Overgaard, Morten; Mogensen, Jesper; Kirkeby-Hinrup, Asger, eds. (2021). Beyond Neural Correlates of Consciousness. Routledge. ISBN 9781138637986.
  • Prinz, Jesse (2012). The Conscious Brain: How Attention Engenders Experience. Oxford University Press. doi:10.1093/acprof:oso/9780195314595.001.0001. ISBN 9780195314595.
  • Schneider, Susan; Velmans, Max, eds. (2017). The Blackwell Companion to Consciousness (2nd ed.). Wiley-Blackwell. ISBN 978-0-470-67406-2.
  • Seth, Anil (2021). Being You: A New Science of Consciousness. Penguin Random House. ISBN 9781524742874.
  • Thompson, Evan (2014). Waking, Dreaming, Being: Self and Consciousness in Neuroscience, Meditation, and Philosophy. Columbia University Press. ISBN 9780231136952.
  • Zelazo, Philip David; Moscovitch, Morris; Thompson, Evan, eds. (2007). The Cambridge Handbook of Consciousness. Cambridge University Press. doi:10.1017/CBO9780511816789. ISBN 978-0-521-67412-6.

External links[edit]

Representation of consciousness from the seventeenth century by Robert Fludd, an English Paracelsian physician

Consciousness at its simplest refers to sentience or awareness of internal or external existence. Despite centuries of analyses, definitions, explanations, and debates by philosophers and scientists, consciousness remains puzzling and controversial, being both the most familiar and the most mysterious aspect of our lives. Perhaps the only widely agreed notion about the topic is the intuition that it exists.

Beyond the problem of how to define consciousness, there are also issues of whether non-human creatures have consciousness, and if so in what form; is consciousness a biological function, is it purely material depending on the functions of the physical brain; can machines, or artificial intelligence, have consciousness; is there an evolutionary progression to consciousness such that human consciousness of a higher order; and is human consciousness a spiritual function, not just cognitive? The answers to these questions are the avenue to greater understanding of what it means to be human.

Etymology

The origin of the modern concept of consciousness is often attributed to John Locke’s Essay Concerning Human Understanding, published in 1690, where he discusses the role of consciousness in personal identity:

[C]onsciousness which is inseparable from thinking, and, as it seems to me, essential to it: it being impossible for any one to perceive without perceiving that he does perceive. When we see, hear, smell, taste, feel, meditate, or will anything, we know that we do so. … For, since consciousness always accompanies thinking, and it is that which makes every one to be what he calls self, and thereby distinguishes himself from all other thinking things, in this alone consists personal identity.[1]

Locke’s essay influenced the eighteenth-century view of consciousness, and his definition of consciousness as «the perception of what passes in a man’s own mind» appeared in Samuel Johnson’s celebrated Dictionary originally published in 1755.[2]
«Consciousness» (French: conscience) is also defined in the 1753 volume of Diderot and d’Alembert’s Encyclopédie, as «the opinion or internal feeling that we ourselves have from what we do.»[3]

The earliest English language uses of «conscious» and «consciousness» date back, however, to the 1500s. The English word «conscious» originally derived from the Latin conscius (con- «together» and scio «to know»). However, the Latin word did not have the same meaning as the English word—it meant «knowing with,» in other words «having joint or common knowledge with another.»[4] There were, however, many occurrences in Latin writings of the phrase conscius sibi, which translates literally as «knowing with oneself,» or in other words «sharing knowledge with oneself about something.» This phrase had the figurative meaning of «knowing that one knows,» as the modern English word «conscious» does. In its earliest uses in the 1500s, the English word «conscious» retained the meaning of the Latin conscius.

A related word, not to be confused with consciousness, is conscientia, which primarily means moral conscience. In the literal sense, «conscientia» means knowledge-with, that is, shared knowledge. The word first appears in Latin juridical texts by writers such as Cicero.[5] Here, conscientia is the knowledge that a witness has of the deed of someone else. René Descartes (1596–1650) is generally taken to be the first philosopher to use conscientia in a way that does not fit this traditional meaning, using conscientia the way modern speakers would use «conscience.» In Search after Truth (1701) he says «conscience or internal testimony» (conscientiâ, vel interno testimonio).[6]

Definitions

At its simplest, consciousness refers to «sentience or awareness of internal or external existence.»[7]
It has been defined variously in terms of «qualia,» subjectivity, the ability to experience or to feel, wakefulness, having a sense of selfhood or soul, the fact that there is something ‘that it is like’ to ‘have’ or ‘be’ it, and the executive control system of the mind.[8] Despite the difficulty in definition, many philosophers believe that there is a broadly shared underlying intuition about what consciousness is.[9] In sum, «Anything that we are aware of at a given moment forms part of our consciousness, making conscious experience at once the most familiar and most mysterious aspect of our lives.»[10]

Dictionary definitions

Dictionary definitions of the word «consciousness» extend through several centuries and several associated related meanings. These have ranged from formal definitions to attempts to portray the less easily captured and more debated meanings and usage of the word.

In the Cambridge Dictionary we find consciousness defined as:

  • «the state of understanding and realizing something.»[11]

The Oxford Dictionary offers these definitions:

  • «The state of being aware of and responsive to one’s surroundings»
  • «A person’s awareness or perception of something» and
  • «The fact of awareness by the mind of itself and the world.»[12]

One formal definition including the range of related meanings is given in Webster’s Third New International Dictionary:

    • «awareness or perception of an inward psychological or spiritual fact: intuitively perceived knowledge of something in one’s inner self»
    • «inward awareness of an external object, state, or fact»
    • «concerned awareness: interest, concern—often used with an attributive noun»
  1. «the state or activity that is characterized by sensation, emotion, volition, or thought: mind in the broadest possible sense: something in nature that is distinguished from the physical
  2. «the totality in psychology of sensations, perceptions, ideas, attitudes and feelings of which an individual or a group is aware at any given time or within a particular time span»[13]

In philosophy

Most people have a strong intuition for the existence of what they refer to as consciousness. However, philosophers differ from non-philosophers in their intuitions about what consciousness is.[14]

While non-philosophers would find familiar the elements in the dictionary definitions above, philosophers approach the term somewhat differently. For example, the Routledge Encyclopedia of Philosophy in 1998 contained the following more complex definition of consciousness:

Philosophers have used the term ‘consciousness’ for four main topics: knowledge in general, intentionality, introspection (and the knowledge it specifically generates) and phenomenal experience… Something within one’s mind is ‘introspectively conscious’ just in case one introspects it (or is poised to do so). Introspection is often thought to deliver one’s primary knowledge of one’s mental life. An experience or other mental entity is ‘phenomenally conscious’ just in case there is ‘something it is like’ for one to have it. The clearest examples are: perceptual experience, such as tastings and seeings; bodily-sensational experiences, such as those of pains, tickles and itches; imaginative experiences, such as those of one’s own actions or perceptions; and streams of thought, as in the experience of thinking ‘in words’ or ‘in images.’ Introspection and phenomenality seem independent, or dissociable, although this is controversial.[15]

In a more skeptical definition, Stuart Sutherland exemplified some of the difficulties in fully ascertaining all of its cognate meanings in his entry for the 1989 version of the Macmillan Dictionary of Psychology:

Consciousness—The having of perceptions, thoughts, and feelings; awareness. The term is impossible to define except in terms that are unintelligible without a grasp of what consciousness means. Many fall into the trap of equating consciousness with self-consciousness—to be conscious it is only necessary to be aware of the external world. Consciousness is a fascinating but elusive phenomenon: it is impossible to specify what it is, what it does, or why it has evolved. Nothing worth reading has been written on it.[16]

Generally, philosophers and scientists have been unhappy about the difficulty of producing a definition that does not involve circularity or fuzziness.[16]

Philosophical issues

Western philosophers since the time of Descartes and Locke have struggled to comprehend the nature of consciousness and how it fits into a larger picture of the world. These issues remain central to both continental and analytic philosophy, in phenomenology and the philosophy of mind, respectively. Some basic questions include: whether consciousness is the same kind of thing as matter; whether it may ever be possible for computing machines like computers or robots to be conscious; how consciousness relates to language; how consciousness as Being relates to the world of experience; the role of the self in experience; and whether the concept is fundamentally coherent.

Mind–body problem

Mental processes (such as consciousness) and physical processes (such as brain events) seem to be correlated. However, the specific nature of the connection is unknown. The philosophy of mind has given rise to many stances regarding consciousness. In particular, the two major schools of thought regarding the nature of the mind and the body, Dualism and monism, are directly related to the nature of consciousness.

Dualism, originally proposed by René Descartes, is the position that mind and body are separate from each other.[17] Dualist theories maintain Descartes’ rigid distinction between the realm of thought, where consciousness resides, and the realm of matter, but give different answers for how the two realms relate to each other. The two main types of dualism are substance dualism, which holds that the mind is formed of a distinct type of substance not governed by the laws of physics, and property dualism, which holds that the laws of physics are universally valid but cannot be used to explain the mind.

Monism, on the other hand, rejects the dualist separation and maintains that mind and body are, at the most fundamental level, the same realm of being of which consciousness and matter are both aspects. This can mean that both are mental, such that only thought or experience truly exists and matter is merely an illusion (idealism); or that everything is material (physicalism), which holds that the mind consists of matter organized in a particular way; and neutral monism, which holds that both mind and matter are aspects of a distinct essence that is itself identical to neither of them.

These two schools of dualism and monism have different conceptions of consciousness, with arguments for and against on both sides. This has led a number of philosophers to reject the dualism/monism dichotomy. Gilbert Ryle, for example, argued that the traditional understanding of consciousness depends on a Cartesian dualist outlook that improperly distinguishes between mind and body, or between mind and world. Thus, by speaking of «consciousness» we end up misleading ourselves by thinking that there is any sort of thing as consciousness separated from behavioral and linguistic understandings.[18]

David Chalmers formulated what he calls the «hard problem of consciousness,» which distinguishes between «easy» (cognitive) problems of consciousness, such as explaining object discrimination or verbal reports, and the single hard problem, which could be stated «why does the feeling which accompanies awareness of sensory information exist at all?» The easy problems are at least theoretically answerable via the dominant monistic philosophy of mind: physicalism. The hard problem, on the other hand, is not. He argues for an «explanatory gap» from the objective to the subjective mental experience, a view which he characterizes as «naturalistic dualism»: naturalistic because he believes mental states are caused by physical systems (brains); dualist because he believes mental states are ontologically distinct from and not reducible to physical systems.[19]

Problem of other minds

Many philosophers consider experience to be the essence of consciousness, and believe that experience can fully be known only from the inside, subjectively. But if consciousness is subjective and not visible from the outside, why do the vast majority of people believe that other people are conscious, but rocks and trees are not? This is what is known as the problem of other minds.[20]

The most commonly given answer is that we attribute consciousness to other people because we see that they resemble us in appearance and behavior. We reason that if they look like us and act like us, they must be like us in other ways, including having experiences of the sort that we do.[20] More broadly, philosophers who do not accept the possibility of philosophical zombies, entities that lack consciousness but otherwise appear and behave as humans,[21] generally believe that consciousness is reflected in behavior (including verbal behavior), and that we attribute consciousness on the basis of behavior. In other words, we attribute experiences to people because of what they can do, including the fact that they can tell us about their experiences.

Animal consciousness

The topic of animal consciousness is beset by a number of difficulties. It poses the problem of other minds in an especially severe form, because non-human animals, lacking the ability to express human language, cannot tell us about their experiences. Also, it is difficult to reason objectively about the question, because a denial that an animal is conscious is often taken to imply that it does not feel, its life has no value, and that harming it is not morally wrong. Most people have a strong intuition that some animals, such as cats and dogs, are conscious, while others, such as insects, are not; but the sources of this intuition are not obvious.

Philosophers who consider subjective experience the essence of consciousness also generally believe, as a correlate, that the existence and nature of animal consciousness can never rigorously be known. Thomas Nagel spelled out this point of view in an influential essay titled What Is it Like to Be a Bat?. He stated that an organism is conscious «if and only if there is something that it is like to be that organism—something it is like for the organism»; and he argued that no matter how much we know about an animal’s brain and behavior, we can never really put ourselves into the mind of the animal and experience its world in the way it does itself.[22]

On July 7, 2012, eminent scientists from different branches of neuroscience gathered at the University of Cambridge to celebrate the Francis Crick Memorial Conference, which deals with consciousness in humans and pre-linguistic consciousness in nonhuman animals. After the conference, they signed in the presence of Stephen Hawking the Cambridge Declaration on Consciousness which concluded that consciousness exists in animals:

The absence of a neocortex does not appear to preclude an organism from experiencing affective states. Convergent evidence indicates that non-human animals have the neuroanatomical, neurochemical, and neurophysiological substrates of conscious states along with the capacity to exhibit intentional behaviors. Consequently, the weight of evidence indicates that humans are not unique in possessing the neurological substrates that generate consciousness. Non-human animals, including all mammals and birds, and many other creatures, including octopuses, also possess these neurological substrates.[23]

Artifact consciousness

The idea of an artifact made conscious is an ancient theme of mythology, appearing for example in the Greek myth of Pygmalion, who carved a statue that was magically brought to life, and in medieval Jewish stories of the Golem, a magically animated homunculus built of clay.[24] However, the possibility of actually constructing a conscious machine was probably first discussed by Ada Lovelace, in a set of notes written in 1842 about the Analytical Engine invented by Charles Babbage, a precursor (never built) to modern electronic computers. Lovelace was essentially dismissive of the idea that a machine such as the Analytical Engine could think in a human-like way:

It is desirable to guard against the possibility of exaggerated ideas that might arise as to the powers of the Analytical Engine. … The Analytical Engine has no pretensions whatever to originate anything. It can do whatever we know how to order it to perform. It can follow analysis; but it has no power of anticipating any analytical relations or truths. Its province is to assist us in making available what we are already acquainted with.[25]

One of the most influential contributions to this question was an essay written in 1950 by pioneering computer scientist Alan Turing in which he stated that the question «Can machines think?» is meaningless. Instead he proposed «the imitation game,» which has become known as the Turing test.[26] To pass the test, a computer must be able to imitate a human well enough to fool interrogators.[27]

The Turing test is commonly cited in discussions of artificial intelligence as a proposed criterion for machine consciousness, provoking a great deal of philosophical debate. For example, Daniel Dennett and Douglas Hofstadter argue that anything capable of passing the Turing test is necessarily conscious.[28] On the other hand, David Chalmers argues that a philosophical zombie, an imaginary entity that is physically indistinguishable from a human being and behaves like a human being in every way but nevertheless lacks consciousness, could pass the test. By definition, such an entity is not conscious.[19]

In a lively exchange over what has come to be referred to as «the Chinese room argument,» John Searle sought to refute the claim of proponents of «strong artificial intelligence (AI)» that a computer program can be conscious, though agreed with advocates of «weak AI» that computer programs can be formatted to «simulate» conscious states. He argued that consciousness has subjective, first-person causal powers by being essentially intentional due to the way human brains function biologically. Conscious persons can perform computations, but consciousness is not inherently computational the way computer programs are.

To illustrate the difference, Searle described a thought experiment involving a room with one monolingual English speaker, a book that designates a combination of Chinese symbols to be output paired with Chinese symbol input, and boxes filled with Chinese symbols. In this case, the English speaker is acting as a computer and the rule book as a program. Searle argues that with such a machine, he would be able to process the inputs to outputs perfectly without having any understanding of Chinese, nor having any idea what the questions and answers could possibly mean. On the other hand, if the experiment were done in English, the person would be able to take questions and give answers without any algorithms for English questions, and he would be effectively aware of what was being said and the purposes it might serve. The person would pass the Turing test of answering the questions in both languages, but would be conscious of what he is doing only when the language is English. Put another way, computer programs can pass the Turing test for processing the syntax of a language, but syntax cannot lead to semantic meaning in the way strong AI advocates hope.[29]

Searle did not clarify what was needed to make the leap from using syntactic rules to understanding of meaning, and at the time of his initial writing computers were limited to computational information processing. Since then, intelligent virtual assistants, such as Apple’ Siri, have become commonplace. While they are capable of answering a number of questions, they have not yet reached the human standard of conversation. IBM claims that Watson “knows what it knows, and knows what it does not know,” and indeed was able to beat human champions on the television game show Jeopardy, a feat that relies heavily on language abilities and inference. However, as John Searle pointed out, this is not the same as being aware of what it meant to win the game show, understanding that it was a game, and that it won.[30]

The best computers have been shown only to simulate human cognition; they have not been shown to demonstrate consciousness; nor have they put an end to the question of whether there is a biological basis to consciousness.[31]

Phenomenology

Phenomenology is a method of inquiry that attempts to examine the structure of consciousness in its own right, putting aside problems regarding the relationship of consciousness to the physical world. This approach was first proposed by the philosopher Edmund Husserl, and later elaborated by other philosophers and scientists.[32]

Phenomenology is, in Husserl’s formulation, the study of experience and the ways in which things present themselves in and through experience. Taking its starting point from the first-person perspective, phenomenology attempts to describe the essential features or structures of a given experience or any experience in general. One of the central structures of any experience is its intentionality, or its being directed toward some object or state of affairs. The theory of intentionality, the central theme of phenomenology, maintains that all experience necessarily has this object-relatedness and thus one of the catch phrases of phenomenology is “all consciousness is consciousness of.”

Husserl’s original concept gave rise to two distinct lines of inquiry, in philosophy and in psychology. In philosophy, phenomenology has largely been devoted to fundamental metaphysical questions, such as the nature of intentionality («aboutness»). In psychology, phenomenology has meant attempting to investigate consciousness using the method of introspection, which means looking into one’s own mind and reporting what one observes. This method fell into disrepute in the early twentieth century because of grave doubts about its reliability, but has been rehabilitated to some degree, especially when used in combination with techniques for examining brain activity.[33]

Introspectively, the world of conscious experience seems to have considerable structure. Immanuel Kant asserted that the world as we perceive it is organized according to a set of fundamental «intuitions,» which include ‘object’ (we perceive the world as a set of distinct things); ‘shape’; ‘quality’ (color, warmth, etc.); ‘space’ (distance, direction, and location); and ‘time’. Some of these constructs, such as space and time, correspond to the way the world is structured by the laws of physics; for others the correspondence is not as clear. Understanding the physical basis of qualities, such as redness or pain, has been particularly challenging. Some philosophers have argued that it is intrinsically unsolvable, because qualities («qualia») are ineffable; that is, they are «raw feels,» incapable of being analyzed into component processes.[34]

Scientific study

Since the dawn of Newtonian science with its vision of simple mechanical principles governing the entire universe, it has been tempting to explain consciousness in purely physical terms. The first influential writer to propose such an idea explicitly was Julien Offray de La Mettrie, in his book Man a Machine (L’homme machine), which dealt with the notion only in the abstract.[35]

Broadly viewed, such scientific approaches are based on two core concepts. The first identifies the content of consciousness with the experiences that are reported by human subjects; the second makes use of the concept of consciousness that has been developed by neurologists and other medical professionals who deal with patients whose behavior is impaired. In both cases, the ultimate goals are to develop techniques for assessing consciousness objectively in humans as well as other animals, and to understand the neural and psychological mechanisms that underlie it.[36]

Consciousness has also become a significant topic of interdisciplinary research in cognitive science, involving fields such as psychology, linguistics, anthropology, neuropsychology, and neuroscience. The primary focus is on understanding what it means biologically and psychologically for information to be present in consciousness—that is, on determining the neural and psychological correlates of consciousness. The majority of experimental studies assess consciousness in humans by asking subjects for a verbal report of their experiences (such as, «tell me if you notice anything when I do this»). Issues of interest include phenomena such as subliminal perception, blindsight, denial of impairment, and altered states of consciousness produced by alcohol and other drugs or meditative techniques.

Measurement

Experimental research on consciousness presents special difficulties due to the lack of a universally accepted operational definition. In the majority of experiments that are specifically about consciousness, the subjects are human, and the criterion used is verbal report. In other words, subjects are asked to describe their experiences, and their descriptions are treated as observations of the contents of consciousness.[37] For example, subjects who stare continuously at a Necker cube usually report that they experience it «flipping» between two 3D configurations, even though the stimulus itself remains the same.

Verbal report is widely considered to be the most reliable indicator of consciousness, but it raises a number of issues.[38] If verbal reports are treated as observations, akin to observations in other branches of science, then the possibility arises that they may contain errors—but it is difficult to make sense of the idea that subjects could be wrong about their own experiences, and even more difficult to see how such an error could be detected.[39] Another issue with verbal report as a criterion is that it restricts the field of study to humans who have language. This approach cannot be used to study consciousness in other species, pre-linguistic children, or people with types of brain damage that impair language. A third issue is that those who dispute the validity of the Turing test may feel that it is possible, at least in principle, for verbal report to be dissociated from consciousness entirely: a philosophical zombie may give detailed verbal reports of awareness in the absence of any genuine awareness.[19]

Although verbal report is in practice the «gold standard» for ascribing consciousness, it is not the only possible criterion.[38] In medicine, consciousness is assessed as a combination of verbal behavior, arousal, brain activity, and purposeful movement. The last three of these can be used as indicators of consciousness when verbal behavior is absent. Their reliability as indicators of consciousness is disputed, however, due to numerous studies showing that alert human subjects can be induced to behave purposefully in a variety of ways in spite of reporting a complete lack of awareness.[40]

Another approach applies specifically to the study of self-awareness, that is, the ability to distinguish oneself from others. In the 1970s Gordon Gallup developed an operational test for self-awareness, known as the mirror test. The test examines whether animals are able to differentiate between seeing themselves in a mirror versus seeing other animals. The classic example involves placing a spot of coloring on the skin or fur near the individual’s forehead and seeing if they attempt to remove it or at least touch the spot, thus indicating that they recognize that the individual they are seeing in the mirror is themselves.[41] Humans (older than 18 months) and other great apes, bottlenose dolphins, killer whales, pigeons, European magpies and elephants have all been observed to pass this test.

Neural correlates

Schema of the neural processes underlying consciousness, from Christof Koch

In neuroscience, a great deal of effort has gone into investigating how the perceived world of conscious awareness is constructed inside the brain. This is done by examining the relationship between the experiences reported by subjects and the activity that simultaneously takes place in their brains—that is, studies of the neural correlates of consciousness. The hope is to find activity in a particular part of the brain, or a particular pattern of global brain activity, which will be strongly predictive of conscious awareness. Such studies use brain imaging techniques, such as EEG and fMRI, for physical measures of brain activity.[36]

The process of constructing conscious awareness is generally thought to involve two primary mechanisms: (1) hierarchical processing of sensory inputs, and (2) memory. Signals arising from sensory organs are transmitted to the brain and then processed in a series of stages, which extract multiple types of information from the raw input. In the visual system, for example, sensory signals from the eyes are transmitted to the thalamus and then to the primary visual cortex. Studies have shown that activity in primary sensory areas of the brain is not sufficient to produce consciousness. It is possible for subjects to report a lack of awareness even when areas such as the primary visual cortex show clear electrical responses to a stimulus.[36] Higher brain areas, especially the prefrontal cortex, which is involved in a range of higher cognitive functions collectively known as executive functions, then extract features such as three-dimensional structure, shape, color, and motion.[42] Memory comes into play in at least two ways during this activity. First, it allows sensory information to be evaluated in the context of previous experience. Second, and even more importantly, working memory allows information to be integrated over time so that it can generate a stable representation of the world.

Biological function and evolution

Opinions are divided as to where in biological evolution consciousness emerged and about whether or not consciousness has any survival value. Even among writers who consider consciousness to be well-defined, there is widespread dispute about which animals other than humans can be said to possess it.[43]

It has been argued that consciousness emerged (i) exclusively with the first humans, (ii) exclusively with the first mammals, (iii) independently in mammals and birds, or (iv) with the first reptiles.[44] Other suggestions include the appearance of consciousness in the first animals with nervous systems or early vertebrates in the Cambrian over 500 million years ago, or a gradual evolution of consciousness.[45] Another viewpoint distinguishes between primary consciousness, which is a trait shared by humans and non-human animals, and higher-order consciousness which appears only in humans along with their capacity for language.[46] Supporting this distinction, several scholars including Pinker, Chomsky, and Luria have indicated the importance of the emergence of human language as a regulative mechanism of learning and memory in the context of the development of higher-order consciousness. Each of these evolutionary scenarios raises the question of the possible survival value of consciousness.

Some writers have argued that consciousness can be viewed from the standpoint of evolutionary biology as an adaptation that increases fitness. For example, consciousness allows an individual to make distinctions between appearance and reality.[47] This ability would enable a creature to recognize the likelihood that their perceptions are deceiving them (that water in the distance may be a mirage, for instance) and behave accordingly. It could also facilitate the manipulation of others by recognizing how things appear to them for both cooperative and devious ends.

William James argued that if the preservation and development of consciousness occurs in biological evolution, it is plausible that consciousness has not only been influenced by neural processes, but has had a survival value itself; and it could only have had this if it had been efficacious: «Consciousness … has been slowly evolved in the animal series, and resembles in this all organs that have a use.»[48] A similar evolutionary argument was presented by Karl Popper.[49]

Medical aspects

The medical approach to consciousness is practically oriented. It derives from a need to treat people whose brain function has been impaired as a result of disease, brain damage, toxins, or drugs. Whereas the philosophical approach to consciousness focuses on its fundamental nature and its contents, the medical approach focuses on the level of consciousness, ranging from coma and brain death at the low end, to full alertness and purposeful responsiveness at the high end.[50]

Assessment

In medicine, consciousness is assessed by observing a patient’s arousal and responsiveness, and can be seen as a continuum of states ranging from full alertness and comprehension, through disorientation, delirium, loss of meaningful communication, and finally loss of movement in response to painful stimuli.[34] The degree of consciousness is measured by standardized behavior observation scales such as the Glasgow Coma Scale, which is composed of three tests: eye, verbal, and motor responses. Scores range from 3 to 15, with a score of 3 to 8 indicating coma, and 15 indicating full consciousness.

Issues of practical concern include how the presence of consciousness can be assessed in severely ill, comatose, or anesthetized people, and how to treat conditions in which consciousness is impaired or disrupted.

Disorders of consciousness

Medical conditions that inhibit consciousness are considered disorders of consciousness. This category generally includes minimally conscious state and persistent vegetative state, but sometimes also includes the less severe locked-in syndrome and more severe chronic coma. Finally, brain death results in an irreversible disruption of consciousness.

While other conditions may cause a moderate deterioration (for example, dementia and delirium) or transient interruption (such as grand mal and petit mal seizures) of consciousness, they are not included in this category.

Disorder Description
Locked-in syndrome The patient has awareness, sleep-wake cycles, and meaningful behavior (viz., eye-movement), but is isolated due to quadriplegia and pseudobulbar palsy.
Minimally conscious state The patient has intermittent periods of awareness and wakefulness and displays some meaningful behavior.
Persistent vegetative state The patient has sleep-wake cycles, but lacks awareness and only displays reflexive and non-purposeful behavior.
Chronic coma The patient lacks awareness and sleep-wake cycles and only displays reflexive behavior.
Brain death The patient lacks awareness, sleep-wake cycles, and brain-mediated reflexive behavior.

Altered states of consciousness

There are some brain states in which consciousness seems to be absent, including dreamless sleep, coma, and death. There are also a variety of circumstances that can change the relationship between the mind and the world in less drastic ways, producing what are known as altered states of consciousness. Some altered states occur naturally; others can be produced by drugs or brain damage. Altered states can be accompanied by changes in thinking, disturbances in the sense of time, feelings of loss of control, changes in emotional expression, alternations in body image, and changes in meaning or significance.

The two most widely accepted altered states are sleep and dreaming. Although dream sleep and non-dream sleep appear very similar to an outside observer, each is associated with a distinct pattern of brain activity, metabolic activity, and eye movement; each is also associated with a distinct pattern of experience and cognition. During ordinary non-dream sleep, people who are awakened report only vague and sketchy thoughts, and their experiences do not cohere into a continuous narrative. During dream sleep, in contrast, people who are awakened report rich and detailed experiences in which events form a continuous progression, which may be interrupted by bizarre or fantastic intrusions. Thought processes during the dream state frequently show a high level of irrationality. Both dream and non-dream states are associated with severe disruption of memory, usually disappearing in seconds in the non-dream state, and in minutes after awakening from a dream unless actively refreshed.[51]

Studies of altered states of consciousness by Charles Tart in the 1960s and 1970s led to the possible identification of a number of component processes of consciousness which can be altered by drugs or other manipulations. These include exteroception (sensing the external world); interoception (sensing the body); input-processing (seeing meaning); emotions; memory; time sense; sense of identity; evaluation and cognitive processing; motor output; and interaction with the environment.[52]

A variety of psychoactive drugs, including alcohol, have notable effects on consciousness. These range from a simple dulling of awareness produced by sedatives, to increases in the intensity of sensory qualities produced by stimulants, cannabis, empathogens–entactogens such as MDMA («Ecstasy»), or most notably by the class of drugs known as psychedelics. LSD, mescaline, psilocybin, Dimethyltryptamine, and others in this group can produce major distortions of perception, including hallucinations; some users even describe their drug-induced experiences as mystical or spiritual in quality.

Research into physiological changes in yogis and people who practice various techniques of meditation suggests brain waves during meditation differ from those corresponding to ordinary relaxation. It has been disputed, however, whether these are physiologically distinct states of consciousness.[53]

Stream of consciousness

William James is usually credited with popularizing the idea that human consciousness flows like a stream. According to James, the «stream of thought» is governed by five characteristics:

  1. Every thought tends to be part of a personal consciousness.
  2. Within each personal consciousness thought is always changing.
  3. Within each personal consciousness thought is sensibly continuous.
  4. It always appears to deal with objects independent of itself.
  5. It is interested in some parts of these objects to the exclusion of others.[54]

A similar concept appears in Buddhist philosophy, expressed by the Sanskrit term Citta-saṃtāna, which is usually translated as mindstream or «mental continuum.» Buddhist teachings describe consciousness as manifesting moment to moment as sense impressions and mental phenomena that are continuously changing. The moment-by-moment manifestation of the mind-stream is said to happen in every person all the time. The purpose of the Buddhist practice of mindfulness is to understand the inherent nature of the consciousness and its characteristics.[55]

In the west, the primary impact of the idea has been on literature rather than science. Stream of consciousness as a narrative mode means writing in a way that attempts to portray the moment-to-moment thoughts and experiences of a character. This technique reached its fullest development in the novels of James Joyce and Virginia Woolf, although it has also been used by many other noted writers.[56]

Spiritual approaches

To most philosophers, the word «consciousness» connotes the relationship between the mind and the world. To writers on spiritual or religious topics, it frequently connotes the relationship between the mind and God, or the relationship between the mind and deeper truths that are thought to be more fundamental than the physical world. The spiritual approach distinguishes various levels of consciousness, forming a spectrum with ordinary awareness at one end, and more profound types of awareness at higher levels.[57]

Notes

  1. John Locke, An Essay Concerning Human Understanding (Wordsworth Editions Ltd, 2014, ISBN 978-1840227321).
  2. Samuel Johnson, A Dictionary of the English Language (Forgotten Books, 2016, ISBN 978-1333070120).
  3. Consciousness The Encyclopedia of Diderot & d’Alembert Collaborative Translation Project. Retrieved July 15, 2020.
  4. C.S. Lewis, Studies in words (Cambridge University Press, 2013, ISBN 978-1107688650).
  5. Barbara Cassin, Emily Apter, Jacques Lezra, and Michael Wood (eds.), Dictionary of Untranslatables: A Philosophical Lexicon (Princeton University Press, 2014, ISBN 978-0691138701).
  6. Sara Heinämaa, Vili Lähteenmäki, and Pauliina Remes (eds.), Consciousness: From Perception to Reflection in the History of Philosophy (Springer, 2007, ISBN 978-1402060816).
  7. consciousness Merriam-Webster. Retrieved July 15, 2020.
  8. G. William Farthing, The Psychology of Consciousness (Pearson College Div., 1991, ISBN 978-0137286683).
  9. Ted Honderich, (ed.), The Oxford Companion to Philosophy (Oxford University Press, 2005, ISBN 978-0199264797).
  10. Susan Schneider and Max Velmans (eds.), The Blackwell Companion to Consciousness (Wiley-Blackwell, 2017, ISBN 978-0470674079).
  11. consciousness Cambridge Dictionary. Retrieved July 15, 2020.
  12. consciousness Oxford Dictionaries. Retrieved July 15, 2020.
  13. Philip Babcock Gove (ed.), Webster’s Third New International Dictionary of the English Language (Merriam-Webster, 1993, ISBN 978-0877792017).
  14. Justin Sytsma and Edouard Machery, Two conceptions of subjective experience Philosophical Studies 151(2) (2010): 299–327. Retrieved July 15, 2020.
  15. Edward Craig (ed.), Routledge Encyclopedia of Philosophy (Routledge, 1998, ISBN 978-0415073103).
  16. 16.0 16.1 Stuart Sutherland, Macmillan Dictionary of Psychology (Palgrave Macmillan, 1989, ISBN 978-0333388297).
  17. René Descartes, John Cottingham (trans.), Meditations on First Philosophy (Cambridge University Press, 2017, ISBN 978-1107665736).
  18. Gilbert Ryle, The Concept of Mind (University of Chicago Press, 2000, ISBN 978-0226732961).
  19. 19.0 19.1 19.2 David J. Chalmers, The Conscious Mind (Oxford University Press, 1997, ISBN 978-0195117899).
  20. 20.0 20.1 Alec Hyslop, Other Minds (Springer, 2010, ISBN 978-9048144976).
  21. Robert Kirk, Zombies Stanford Encyclopedia of Philosophy (Spring 2019 Edition). Retrieved July 15, 2020.
  22. Thomas Nagel, Mortal Questions (Cambridge University Press, 2012, ISBN 978-1107604711).
  23. The Cambridge Declaration on Consciousness July 7, 2012. Retrieved July 15, 2020.
  24. Moshe Idel, Golem: Jewish Magical and Mystical Traditions on the Artificial Anthropoid (KTAV Publishing House, 2019, ISBN 978-1602803527).
  25. Ada Lovelace, Sketch of The Analytical Engine, Note G Retrieved July 15, 2020.
  26. Alan M. Turing, Computing Machinery and Intelligence Mind 59 (October 1950): 433-460. Retrieved July 15, 2020.
  27. Stuart Shieber, The Turing Test: Verbal Behavior as the Hallmark of Intelligence (MIT Press, 2004, ISBN 978-0262692939).
  28. Daniel Dennett and Douglas Hofstadter,The Mind’s I: Fantasies And Reflections On Self & Soul (Basic Books, 2001, ISBN 978-0465030910).
  29. John R. Searle, Minds, brains, and programs Behavioral and Brain Sciences 3(3) (1980): 417-457.
  30. John Searle, Watson Doesn’t Know It Won on ‘Jeopardy!’ The Wall Street Journal, February 23, 2011. Retrieved July 15, 2020.
  31. The Chinese Room Argument Stanford Encyclopedia of Philosophy, 2014. Retrieved July 15, 2020.
  32. Robert Sokolowski, Introduction to Phenomenology (Cambridge University Press, 1999, ISBN 978-0521667920).
  33. Anthony Jack and Andreas Roepstorff (eds.), Trusting the Subject? Volume 1 (Imprint Academic, 2003, ISBN 978-0907845560).
  34. 34.0 34.1 Ned Block, Owen J. Flanagan, and Guven Guzeldere (eds.), The Nature of Consciousness: Philosophical Debates (A Bradford Book, 1997, ISBN 978-0262522106).
  35. Julien Offray de La Mettrie, Machine Man and Other Writings (Cambridge University Press, 1996, ISBN 978-0521472586).
  36. 36.0 36.1 36.2 Christof Koch, The Quest for Consciousness: A Neurobiological Approach (Roberts & Co, 2004, ISBN 978-0974707709).
  37. Bernard J. Baars, A Cognitive Theory of Consciousness (Cambridge University Press, 1993, ISBN 978-0521427432).
  38. 38.0 38.1 Steven Laureys (ed.), The Boundaries of Consciousness: Neurobiology and Neuropathology (Elsevier Science, 2005, ISBN 978-0444518514).
  39. A.J. Marcel and E. Bisiach (eds.), Consciousness in Contemporary Science (Clarendon Press, 1992, ISBN 978-0198522379).
  40. Thomas Schmidt and Dirk Vorberg, Criteria for unconscious cognition: Three types of dissociation Perception & Psychophysics 68(3) (April 2006): 489–504. Retrieved July 15, 2020.
  41. Gordon Gallup, Chimpanzees: Self recognition Science 167( 3914) (1970): 86–87. Retrieved July 15, 2020.
  42. M.R. Bennett and P.M.S. Hacker, Philosophical Foundations of Neuroscience (Wiley-Blackwell, 2003, ISBN 978-1405108386).
  43. Stephen Budiansky, If a Lion Could Talk: Animal Intelligence and the Evolution of Consciousness (Free Press, 2015, ISBN 978-1501142741).
  44. Hans Liljenström and Peter Århem (eds.), Consciousness Transitions: Phylogenetic, Ontogenetic and Physiological Aspects (Elsevier Science, 2007, ISBN 978-0444529770).
  45. Donald R. Griffin, Animal Minds (University Of Chicago Press, 1994, ISBN 978-0226308647).
  46. Gerald Edelman and Giulio Tononi, A Universe Of Consciousness: How Matter Becomes Imagination (Basic Books, 2001, ISBN 978-0465013777).
  47. Peter Carruthers, Phenomenal Consciousness: A Naturalistic Theory (Cambridge University Press, 2000, ISBN 978-0521781732).
  48. William James, Are We Automata? Mind 4(13) (1879): 1–22. Retrieved July 15, 2020.
  49. Karl Popper and John C. Eccles, The Self and Its Brain: An Argument for Interactionism (Routledge, 1984, ISBN 978-0415058988).
  50. Steven Laureys and Giulio Tononi (eds.), The Neurology of Consciousness: Cognitive Neuroscience and Neuropathology (Academic Press, 2008, ISBN 978-0123741684).
  51. Edward F. Pace-Schott, Mark Solms, Mark Blagrove, and Stevan Harnad (eds.), Sleep and Dreaming: Scientific Advances and Reconsiderations (Cambridge University Press, 2003, ISBN 978-0521008693).
  52. Charles Tart, States of Consciousness (iUniverse, 2001, ISBN 978-0595151967).
  53. Michael Murphy, Steven Donovan, et al. The Physical and Psychological Effects of Meditation (Institute of Noetic Sciences, 1997, ISBN 978-0943951362).
  54. William James, The Principles of Psychology, Vol. 1 (Dover Publications, 1950, ISBN 978-0486203812).
  55. Doris Wolter (ed.), Losing the Clouds, Gaining the Sky: Buddhism and the Natural Mind (Wisdom Publications, 2007, ISBN 978-0861713592).
  56. Robert Humphrey, Stream of Consciousness In the Modern Novel (University of California Press, 1972, ISBN 978-0520005853).
  57. Ken Wilber, The Spectrum of Consciousness (Quest Books, 1993, ISBN 978-0835606950).

References

ISBN links support NWE through referral fees

  • Baars, Bernard J. A Cognitive Theory of Consciousness. Cambridge University Press, 1993. ISBN 978-0521427432
  • Bennett, M.R., and P.M.S. Hacker. Philosophical Foundations of Neuroscience. Wiley-Blackwell, 2003. ISBN 978-1405108386
  • Block, Ned, Owen J. Flanagan, and Guven Guzeldere (eds.). The Nature of Consciousness: Philosophical Debates. A Bradford Book, 1997. ISBN 978-0262522106
  • Budiansky, Stephen. If a Lion Could Talk: Animal Intelligence and the Evolution of Consciousness. Free Press, 2015. ISBN 978-1501142741
  • Carruthers, Peter. Phenomenal Consciousness: A Naturalistic Theory. Cambridge University Press, 2000. ISBN 978-0521781732
  • Cassin, Barbara, Emily Apter, Jacques Lezra, and Michael Wood (eds.). Dictionary of Untranslatables: A Philosophical Lexicon. Princeton University Press, 2014. ISBN 978-0691138701
  • Chalmers, David J. The Conscious Mind. Oxford University Press, 1997. ISBN 978-0195117899
  • Chalmers, David J. The Character of Consciousness. Oxford University Press, 2010. ISBN 978-0195311112
  • Craig, Edward (ed.). Routledge Encyclopedia of Philosophy. Routledge, 1998. ISBN 978-0415073103
  • Descartes, René, John Cottingham (trans.). Meditations on First Philosophy. Cambridge University Press, 2017. ISBN 978-1107665736
  • Edelman, Gerald, and Giulio Tononi. A Universe Of Consciousness: How Matter Becomes Imagination. Basic Books, 2001. ISBN 978-0465013777
  • Gove, Philip Babcock (ed.). Webster’s Third New International Dictionary of the English Language. Merriam-Webster, 1993. ISBN 978-0877792017
  • Griffin, Donald R. Animal Minds. University Of Chicago Press, 1994. ISBN 978-0226308647
  • Heinämaa, Sara, Vili Lähteenmäki, and Pauliina Remes (eds.). Consciousness: From Perception to Reflection in the History of Philosophy. Springer, 2007. ISBN 978-1402060816
  • Honderich, Ted (ed.). The Oxford Companion to Philosophy. Oxford University Press, 2005. ISBN 978-0199264797
  • Humphrey, Robert. Stream of Consciousness In the Modern Novel. University of California Press, 1972. ISBN 978-0520005853
  • Hyslop, Alec. Other Minds. Springer, 2010. ISBN 978-9048144976
  • Idel, Moshe. Golem: Jewish Magical and Mystical Traditions on the Artificial Anthropoid. KTAV Publishing House, 2019. ISBN 978-1602803527
  • Jack, Anthony, and Andreas Roepstorff (eds.). Trusting the Subject? Volume 1. Imprint Academic, 2003. ISBN 978-0907845560
  • James, William. The Principles of Psychology, Vol. 1. Dover Publications, 1950. ISBN 978-0486203812
  • Johnson, Samuel. A Dictionary of the English Language. Forgotten Books, 2016. ISBN 978-1333070120
  • Koch, Christof. The Quest for Consciousness: A Neurobiological Approach. Roberts & Co, 2004. ISBN 978-0974707709
  • La Mettrie, Julien Offray de. Machine Man and Other Writings. Cambridge University Press, 1996. ISBN 978-0521472586
  • Laureys, Steven (ed.). The Boundaries of Consciousness: Neurobiology and Neuropathology. Elsevier Science, 2005 ISBN 978-0444518514
  • Laureys, Steven, and Giulio Tononi (eds.). The Neurology of Consciousness: Cognitive Neuroscience and Neuropathology. Academic Press, 2008. ISBN 978-0123741684
  • Lewis, C.S. Studies in Words. Cambridge University Press, 2013. ISBN 978-1107688650
  • Liljenström, Hans, and Peter Århem (eds.). Consciousness Transitions: Phylogenetic, Ontogenetic and Physiological Aspects. Elsevier Science, 2007. ISBN 978-0444529770
  • Locke, John. An Essay Concerning Human Understanding. Wordsworth Editions Ltd, 2014. ISBN 978-1840227321
  • Marcel, A.J., and E. Bisiach (eds.). Consciousness in Contemporary Science. Clarendon Press, 1992. ISBN 978-0198522379
  • Murphy, Michael, Steven Donovan, et al. The Physical and Psychological Effects of Meditation. Institute of Noetic Sciences, 1997. ISBN 978-0943951362
  • Nagel, Thomas. Mortal Questions. Cambridge University Press, 2012. ISBN 1107604710
  • Pace-Schott, Edward F., Mark Solms, Mark Blagrove, and Stevan Harnad (eds.). Sleep and Dreaming: Scientific Advances and Reconsiderations. Cambridge University Press, 2003. ISBN 978-0521008693
  • Popper, Karl, and John C. Eccles. The Self and Its Brain: An Argument for Interactionism. Routledge, 1984. ISBN 978-0415058988
  • Ryle, Gilbert. The Concept of Mind. University of Chicago Press, 2000. ISBN 978-0226732961
  • Schneider, Susan, and Max Velmans (eds.). The Blackwell Companion to Consciousness. Wiley-Blackwell, 2017. ISBN 978-0470674079
  • Shieber, Stuart. The Turing Test: Verbal Behavior as the Hallmark of Intelligence. MIT Press, 2004. ISBN 978-0262692939
  • Sutherland, Stuart. Macmillan Dictionary of Psychology. Palgrave Macmillan, 1989. ISBN 978-0333388297
  • Tart, Charles. States of Consciousness. iUniverse, 2001. ISBN 978-0595151967
  • Wolter, Doris (ed.). Losing the Clouds, Gaining the Sky: Buddhism and the Natural Mind. Wisdom Publications, 2007. ISBN 978-0861713592
  • Wilber, Ken. The Spectrum of Consciousness. Quest Books, 1993. ISBN 978-0835606950

External links

All links retrieved July 14, 2020.

  • Consciousness Stanford Encyclopedia of Philosophy
  • Consciousness Internet Encyclopedia of Philosophy
  • What Is Consciousness?

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  • History of «Consciousness»

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1

a

: the quality or state of being aware especially of something within oneself

b

: the state or fact of being conscious of an external object, state, or fact

c

: awareness

especially

: concern for some social or political cause

The organization aims to raise the political consciousness of teenagers.

2

: the state of being characterized by sensation, emotion, volition, and thought : mind

3

: the totality of conscious states of an individual

4

: the normal state of conscious life

5

: the upper level of mental life of which the person is aware as contrasted with unconscious processes

Synonyms

Example Sentences



The medication caused her to enter an altered state of consciousness.



The events have become part of the national consciousness.



He hopes that he can raise public consciousness of the disease.

Recent Examples on the Web

The draft follows a landmark offseason for the league and a historic NCAA Tournament that has helped elevate the women’s game in the national consciousness.


Peter Warren, Dallas News, 10 Apr. 2023





The hair contained psychoactive alkaloids, which are found naturally in some plants and can induce altered states of consciousness.


Sarah Kuta, Smithsonian Magazine, 10 Apr. 2023





But over time, with the lack of credit and recognition, choreographers faded from view in the public consciousness.


Steven Vargas, Los Angeles Times, 5 Apr. 2023





But this volume proves a useful addition to the canon by documenting how that conflict continues to cloud our national consciousness, 50 years after the Paris Peace Accords officially ended the fighting.


Steven V. Roberts, Washington Post, 23 Mar. 2023





Not every issue that enters the public consciousness should be commented on by every organization, but that’s a topic for another article.


Anne Marie Malecha, Forbes, 7 Mar. 2023





And this consciousness may be decreasing people’s screen time.


Byalexa Mikhail, Fortune Well, 6 Mar. 2023





The pandemic brought death to the forefront of the public consciousness and exposed concerns about its environmental destruction as places like Los Angeles had to suspend air pollution rules to allow an influx of bodies to be processed.


Kari Paul, WIRED, 25 Feb. 2023





They were then given to me by my parents as a wedding gift and have always lived in my consciousness.


Isiah Magsino, Town & Country, 16 Feb. 2023



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These examples are programmatically compiled from various online sources to illustrate current usage of the word ‘consciousness.’ Any opinions expressed in the examples do not represent those of Merriam-Webster or its editors. Send us feedback about these examples.

Word History

First Known Use

1605, in the meaning defined at sense 1a

Time Traveler

The first known use of consciousness was
in 1605

Dictionary Entries Near consciousness

Cite this Entry

“Consciousness.” Merriam-Webster.com Dictionary, Merriam-Webster, https://www.merriam-webster.com/dictionary/consciousness. Accessed 14 Apr. 2023.

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Merriam-Webster unabridged

Consciousness is your individual awareness of your unique thoughts, memories, feelings, sensations, and environments. Essentially, your consciousness is your awareness of yourself and the world around you.

This awareness is subjective and unique to you. If you can describe something you are experiencing in words, then it is part of your consciousness.

Your conscious experiences are constantly shifting and changing. For example, in one moment you may be focused on reading this article. Your consciousness may then shift to the memory of a conversation you had earlier with a co-worker. Next, you might notice how uncomfortable your chair is, or maybe you are mentally planning dinner.

This ever-shifting stream of thoughts can change dramatically from one moment to the next, but your experience of it seems smooth and effortless.

Types of Consciousness

The various states of consciousness include:

  • Dreams
  • Hallucinations
  • Hypnosis
  • Meditation
  • Sleep
  • States induced by psychoactive drugs

The two normal states of awareness are consciousness and unconsciousness. Altered levels of consciousness also can occur, which may be caused by medical or mental conditions that impair or change awareness. 

Altered types of consciousness include:

  • Coma
  • Confusion
  • Delirium
  • Disorientation
  • Lethargy
  • Stupor

Doctors and healthcare professionals use various assessments to measure and assess levels of consciousness. They use scores on these assessments to guide diagnosis and treatment decisions.

Functions of Consciousness

Consciousness has several biological and social purposes. For example, it allows us to process information, choose our actions, set priorities, learn and adapt to new information, make decisions, and more.

Consciousness is an essential state in philosophy, spirituality, and religion. All of these require self-awareness, which is impossible without consciousness.

Changes in Consciousness

Understanding different levels of consciousness can help healthcare professionals spot signs that someone might be experiencing a problem. Some of these changes occur naturally; others are the result of factors such as drugs or brain damage. Changes to consciousness also can cause changes to perception, thinking, understanding, and interpretations of the world.

Changes in consciousness can sometimes be a sign of medical conditions or they may even be a sign of an immediate medical emergency.

For example, sudden changes in consciousness might be a sign of:

  • Aneurysm
  • Brain infections
  • Brain tumor or injury
  • Dementia or Alzheimer’s disease
  • Drug use
  • Epilepsy
  • Heart disease
  • Heatstroke
  • Lack of oxygen to the brain
  • Low blood sugar
  • Poisoning
  • Shock
  • Stroke

When to Seek Help

If you thinking you are experiencing changes in consciousness, talk to your doctor. Sudden changes may be a sign of a medical emergency that requires immediate attention, such as a stroke or hemorrhage. 

Talking to your doctor right away can ensure that you get immediate treatment before problems get worse.

History of Consciousness

For thousands of years, the study of human consciousness was largely the work of philosophers. The French philosopher Rene Descartes introduced the concept of mind-body dualism or the idea that while the mind and body are separate, they do interact.

Once psychology was established as a discipline separate from philosophy and biology, the study of the conscious experience became one of the first topics studied by early psychologists.

Structuralists used a process known as introspection to analyze and report conscious sensations, thoughts, and experiences. Trained observers would carefully inspect the contents of their own minds. Obviously, this was a very subjective process, but it helped inspire further research on the scientific study of consciousness.

The American psychologist William James compared consciousness to a stream—unbroken and continuous despite constant shifts and changes. Psychoanalyst Sigmund Freud focused on understanding the importance of the unconscious and conscious mind.

While the focus of much of the research in psychology shifted to purely observable behaviors during the first half of the 20th century, research on human consciousness has grown tremendously since the 1950s.

Theories of Consciousness

One of the problems with the study of consciousness is the lack of a universally accepted operational definition. Descartes proposed the idea of cogito ergo sum («I think, therefore I am»), which suggested that the very act of thinking demonstrates the reality of one’s existence and consciousness.

Today, consciousness is generally defined as an awareness of yourself and the world. However, there are still debates about the different aspects of this awareness.

Research on consciousness has focused on understanding the neuroscience behind our conscious experiences. Scientists have even utilized brain-scanning technology to seek out specific neurons that might be linked to different conscious events. Modern researchers have proposed two major theories of consciousness: integrated information theory and global workspace theory.

Integrated Information Theory

This approach looks at consciousness by learning more about the physical processes that underlie our conscious experiences. The theory attempts to create a measure of the integrated information that forms consciousness. The quality of an organism’s consciousness is represented by the level of integration.

This theory tends to focus on whether something is conscious and to what degree it is conscious.

Global Workspace Theory

This theory suggests that we have a memory bank from which the brain draws information to form the experience of conscious awareness. While integrated information theory focuses more on identifying whether an organism is conscious, the global workspace theory offers a much broader approach to understanding how consciousness works.

A Word From Verywell

While consciousness has intrigued philosophers and scientists for thousands of years, experts clearly have a long way to go in our understanding of the concept. Researchers continue to explore the different bases of consciousness including the physical, social, cultural, and psychological influences that contribute to our conscious awareness.

Frequently Asked Questions

  • What is the true definition of consciousness?

    Consciousness means awareness. It’s true meaning is focused on all of the unique experiences you are aware of, including your own thoughts, memories, emotions, and sensations.

  • What are the 5 levels of consciousness?

    The five levels of consciousness are:

    • Conscious: Everything you are aware of
    • Preconscious: Information you are not currently aware of that you can pull into awareness if needed
    • Unconscious: Memories that are outside of awareness and inaccessible
    • Non-conscious: Automatically bodily functions that occur without awareness and sensation
    • Subconscious: Information that is out of consciousness and not immediately available to consciousness
  • What is the highest form of consciousness?

    Higher states of consciousness are often associated with spiritual or mystical experiences. It involves an elevated state of awareness where people are able to gain a greater sense of themselves, their role, and the world. Examples of this include transcendence, meditation, mindfulness, a «runner’s high,» lucid dreaming, and flow states. 

Verywell Mind uses only high-quality sources, including peer-reviewed studies, to support the facts within our articles. Read our editorial process to learn more about how we fact-check and keep our content accurate, reliable, and trustworthy.

  1. Patti L, Gupta M. Change in mental status. In: StatPearls [Internet]. Treasure Island (FL): StatPearls Publishing.

  2. Anderson JR. Cognitive Psychology and Its Implications. 7th ed. Worth Publishers; 2010.

  3. Tononi G. Integrated information theory of consciousness: An updated account [published correction appears in Arch Ital Biol. 2012 Dec;150(4):291]. Arch Ital Biol. 2012;150(2-3):56‐90. doi:10.4449/aib.v149i5.1388

  4. Baars BJ. The global workspace theory of consciousness. In S Schneider, M Velmans (Eds), The Blackwell Companion to Consciousness, Second Edition. 2017. doi:10.1002/9781119132363.ch16

By Kendra Cherry

Kendra Cherry, MS, is the author of the «Everything Psychology Book (2nd Edition)» and has written thousands of articles on diverse psychology topics. Kendra holds a Master of Science degree in education from Boise State University with a primary research interest in educational psychology and a Bachelor of Science in psychology from Idaho State University with additional coursework in substance use and case management.

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Consciousness, at its simplest, is sentience or awareness of internal and external existence. Despite millennia of analyses, definitions, explanations and debates by philosophers and scientists, consciousness remains puzzling and controversial, being “at once the most familiar and [also the] most mysterious aspect of our lives”. Perhaps the only widely agreed notion about the topic is the intuition that it exists. Opinions differ about what exactly needs to be studied and explained as consciousness. Sometimes, it is synonymous with the mind, and at other times, an aspect of it. In the past, it was one’s “inner life”, the world of introspection, of private thought, imagination and volition. Today, it often includes some kind of experience, cognition, feeling or perception. It may be awareness, awareness of awareness, or self-awareness either continuously changing or not. There might be different levels or orders of consciousness, or different kinds of consciousness, or just one kind with different features. Other questions include whether only humans are conscious, all animals, or even the whole universe. The disparate range of research, notions and speculations raises doubts about whether the right questions are being asked.

Examples of the range of descriptions, definitions or explanations are: simple wakefulness, one’s sense of selfhood or soul explored by “looking within”; being a metaphorical “stream” of contents, or being a mental state, mental event or mental process of the brain; having phanera or qualia and subjectivity; being the ‘something that it is like’ to ‘have’ or ‘be’ it; being the “inner theatre” or the executive control system of the mind.

Inter-disciplinary perspectives

Representation of consciousness from the seventeenth century by Robert Fludd, an English Paracelsian physician

Representation of consciousness from the seventeenth century by Robert Fludd, an English Paracelsian physician

Western philosophers since the time of Descartes and Locke have struggled to comprehend the nature of consciousness and how it fits into a larger picture of the world. These issues remain central to both continental and analytic philosophy, in phenomenology and the philosophy of mind, respectively. Some basic questions include: whether consciousness is the same kind of thing as matter; whether it may ever be possible for computing machines like computers or robots to be conscious; how consciousness relates to language; how consciousness as Being relates to the world of experience; the role of the self in experience; whether individual thought is possible at all; and whether the concept is fundamentally coherent.

Recently, consciousness has also become a significant topic of interdisciplinary research in cognitive science, involving fields such as psychology, linguistics, anthropology, neuropsychology and neuroscience. The primary focus is on understanding what it means biologically and psychologically for information to be present in consciousness—that is, on determining the neural and psychological correlates of consciousness. The majority of experimental studies assess consciousness in humans by asking subjects for a verbal report of their experiences (e.g., “tell me if you notice anything when I do this”). Issues of interest include phenomena such as subliminal perception, blindsight, denial of impairment, and altered states of consciousness produced by alcohol and other drugs, or spiritual or meditative techniques.

In medicine, consciousness is assessed by observing a patient’s arousal and responsiveness, and can be seen as a continuum of states ranging from full alertness and comprehension, through disorientation, delirium, loss of meaningful communication, and finally loss of movement in response to painful stimuli. Issues of practical concern include how the presence of consciousness can be assessed in severely ill, comatose, or anesthetized people, and how to treat conditions in which consciousness is impaired or disrupted. The degree of consciousness is measured by standardized behavior observation scales such as the Glasgow Coma Scale.

Questions and Brain

Questions and Brain

Etymology

In the late 20th century, philosophers like Hamlyn, Rorty, and Wilkes have disagreed with Kahn, Hardie and Modrak as to whether Aristotle even had a concept of consciousness. Aristotle does not use any single word or terminology to name the phenomena; it is used only much later, especially by John Locke. Caston contends that for Aristotle, perceptual awareness was somewhat the same as what modern philosophers call consciousness.

The origin of the modern concept of consciousness is often attributed to Locke’s Essay Concerning Human Understanding, published in 1690. Locke defined consciousness as “the perception of what passes in a man’s own mind”. His essay influenced the 18th-century view of consciousness, and his definition appeared in Samuel Johnson’s celebrated Dictionary (1755). “Consciousness” (French: conscience) is also defined in the 1753 volume of Diderot and d’Alembert’s Encyclopédie, as “the opinion or internal feeling that we ourselves have from what we do”.

John Locke, British Enlightenment philosopher from the 17th century

John Locke,  British Enlightenment philosopher from the 17th century

The earliest English language uses of “conscious” and “consciousness” date back, however, to the 1500s. The English word “conscious” originally derived from the Latin conscius (con- “together” and scio “to know”), but the Latin word did not have the same meaning as the English word—it meant “knowing with”, in other words, “having joint or common knowledge with another”. There were, however, many occurrences in Latin writings of the phrase conscius sibi, which translates literally as “knowing with oneself”, or in other words “sharing knowledge with oneself about something”. This phrase had the figurative meaning of “knowing that one knows”, as the modern English word “conscious” does. In its earliest uses in the 1500s, the English word “conscious” retained the meaning of the Latin conscius. For example, Thomas Hobbes in Leviathan wrote: “Where two, or more men, know of one and the same fact, they are said to be Conscious of it one to another.” The Latin phrase conscius sibi, whose meaning was more closely related to the current concept of consciousness, was rendered in English as “conscious to oneself” or “conscious unto oneself”. For example, Archbishop Ussher wrote in 1613 of “being so conscious unto myself of my great weakness”. Locke’s definition from 1690 illustrates that a gradual shift in meaning had taken place.

A related word was conscientia, which primarily means moral conscience. In the literal sense, “conscientia” means knowledge-with, that is, shared knowledge. The word first appears in Latin juridical texts by writers such as Cicero. Here, conscientia is the knowledge that a witness has of the deed of someone else. René Descartes (1596–1650) is generally taken to be the first philosopher to use conscientia in a way that does not fit this traditional meaning. Descartes used conscientia the way modern speakers would use “conscience”. In Search after Truth (Regulæ ad directionem ingenii ut et inquisitio veritatis per lumen naturale, Amsterdam 1701) he says “conscience or internal testimony” (conscientiâ, vel interno testimonio).

Definitions

The dictionary definitions of the word consciousness extend through several centuries and reflect a range of seemingly related meanings, with some differences that have been controversial, such as the distinction between ‘inward awareness’ and ‘perception’ of the physical world, or the distinction between ‘conscious’ and ‘unconscious’, or the notion of a “mental entity” or “mental activity” that is not physical.

The common usage definitions of consciousness in Webster’s Third New International Dictionary (1966 edition, Volume 1, page 482) are as follows:

    • awareness or perception of an inward psychological or spiritual fact; intuitively perceived knowledge of something in one’s inner self
    • inward awareness of an external object, state, or fact
    • concerned awareness; INTEREST, CONCERN—often used with an attributive noun [e.g. class consciousness]
  1. the state or activity that is characterized by sensation, emotion, volition, or thought; mind in the broadest possible sense; something in nature that is distinguished from the physical
  2. the totality in psychology of sensations, perceptions, ideas, attitudes, and feelings of which an individual or a group is aware at any given time or within a particular time span—compare STREAM OF CONSCIOUSNESS
  3. waking life (as that to which one returns after sleep, trance, fever) wherein all one’s mental powers have returned . . .
  4. the part of mental life or psychic content in psychoanalysis that is immediately available to the ego—compare PRECONSCIOUS, UNCONSCIOUS

The Cambridge Dictionary defines consciousness as “the state of understanding and realizing something.” The Oxford Living Dictionary defines consciousness as “The state of being aware of and responsive to one’s surroundings.“, “A person’s awareness or perception of something.” and “The fact of awareness by the mind of itself and the world.

Philosophers have attempted to clarify technical distinctions by using a jargon of their own. The Routledge Encyclopedia of Philosophy in 1998 defines consciousness as follows:

Consciousness—Philosophers have used the term ‘consciousness’ for four main topics: knowledge in general, intentionality, introspection (and the knowledge it specifically generates) and phenomenal experience… Something within one’s mind is ‘introspectively conscious’ just in case one introspects it (or is poised to do so). Introspection is often thought to deliver one’s primary knowledge of one’s mental life. An experience or other mental entity is ‘phenomenally conscious’ just in case there is ‘something it is like’ for one to have it. The clearest examples are: perceptual experience, such as tastings and seeings; bodily-sensational experiences, such as those of pains, tickles and itches; imaginative experiences, such as those of one’s own actions or perceptions; and streams of thought, as in the experience of thinking ‘in words’ or ‘in images’. Introspection and phenomenality seem independent, or dissociable, although this is controversial.

Many philosophers and scientists have been unhappy about the difficulty of producing a definition that does not involve circularity or fuzziness. In The Macmillan Dictionary of Psychology (1989 edition), Stuart Sutherland expressed a skeptical attitude more than a definition:

Consciousness—The having of perceptions, thoughts, and feelings; awareness. The term is impossible to define except in terms that are unintelligible without a grasp of what consciousness means. Many fall into the trap of equating consciousness with self-consciousness—to be conscious it is only necessary to be aware of the external world. Consciousness is a fascinating but elusive phenomenon: it is impossible to specify what it is, what it does, or why it has evolved. Nothing worth reading has been written on it.

Al Byrd, the author of Superhuman Creators, defines consciousness, for animals, humans and artificial agents, as the effect of integrating and filtering many different types of affordance awareness; that is, awareness of the action possibilities in an environment. According to this definition, all agents that can perceive and act on affordances are conscious to some extent.

A partisan definition such as Sutherland’s can hugely affect researchers’ assumptions and the direction of their work:

If awareness of the environment . . . is the criterion of consciousness, then even the protozoans are conscious. If awareness of awareness is required, then it is doubtful whether the great apes and human infants are conscious.

Philosophy of mind

Main article: Philosophy of mind

Most writers on the philosophy of consciousness have been concerned with defending a particular point of view, and have organized their material accordingly. For surveys, the most common approach is to follow a historical path by associating stances with the philosophers who are most strongly associated with them, for example, Descartes, Locke, Kant, etc. An alternative is to organize philosophical stances according to basic issues.

The coherence of the concept

Many philosophers have argued that consciousness is a unitary concept that is understood intuitively by the majority of people in spite of the difficulty in defining it. Others, though, have argued that the level of disagreement about the meaning of the word indicates that it either means different things to different people (for instance, the objective versus subjective aspects of consciousness), or else it encompasses a variety of distinct meanings with no simple element in common.

Philosophers differ from non-philosophers in their intuitions about what consciousness is. While most people have a strong intuition for the existence of what they refer to as consciousness, skeptics argue that this intuition is false, either because the concept of consciousness is intrinsically incoherent, or because our intuitions about it are based in illusions. Gilbert Ryle, for example, argued that traditional understanding of consciousness depends on a Cartesian dualist outlook that improperly distinguishes between mind and body, or between mind and world. He proposed that we speak not of minds, bodies, and the world, but of individuals, or persons, acting in the world. Thus, by speaking of “consciousness” we end up misleading ourselves by thinking that there is any sort of thing as consciousness separated from behavioral and linguistic understandings.

Types of consciousness

Ned Block argued that discussions on consciousness often failed to properly distinguish phenomenal (P-consciousness) from access (A-consciousness), though these terms had been used before Block. P-consciousness, according to Block, is simply raw experience: it is moving, colored forms, sounds, sensations, emotions and feelings with our bodies and responses at the center. These experiences, considered independently of any impact on behavior, are called qualia. A-consciousness, on the other hand, is the phenomenon whereby information in our minds is accessible for verbal report, reasoning, and the control of behavior. So, when we perceive, information about what we perceive is access conscious; when we introspect, information about our thoughts is access conscious; when we remember, information about the past is access conscious, and so on. Although some philosophers, such as Daniel Dennett, have disputed the validity of this distinction, others have broadly accepted it. David Chalmers has argued that A-consciousness can in principle be understood in mechanistic terms, but that understanding P-consciousness is much more challenging: he calls this the hard problem of consciousness. Kong Derick has also stated that there are two types of consciousness: high level consciousness, which he attributes to the mind, and low level consciousness, which he attributes to the submind.

Some philosophers believe that Block’s two types of consciousness are not the end of the story. William Lycan, for example, argued in his book Consciousness and Experience that at least eight clearly distinct types of consciousness can be identified (organism consciousness; control consciousness; consciousness of; state/event consciousness; reportability; introspective consciousness; subjective consciousness; self-consciousness)—and that even this list omits several more obscure forms.

There is also debate over whether or not A-consciousness and P-consciousness always coexist or if they can exist separately. Although P-consciousness without A-consciousness is more widely accepted, there have been some hypothetical examples of A without P. Block, for instance, suggests the case of a “zombie” that is computationally identical to a person but without any subjectivity. However, he remains somewhat skeptical concluding “I don’t know whether there are any actual cases of A-consciousness without P-consciousness, but I hope I have illustrated their conceptual possibility.”

Consciousness in children

Further information: Theory of mind

Of the eight types of consciousness in the Lycan classification, some are detectable in utero and others develop years after birth. Psychologist and educator William Foulkes studied children’s dreams and concluded that prior to the shift in cognitive maturation that humans experience during ages five to seven, children lack the Lockean consciousness that Lycan had labeled “introspective consciousness” and that Foulkes labels “self-reflection.” In a 2020 paper, Katherine Nelson and Robyn Fivush use “autobiographical consciousness” to label essentially the same faculty, and agree with Foulkes on the timing of this faculty’s acquisition. Nelson and Fivush contend that “language is the tool by which humans create a new, uniquely human form of consciousness, namely, autobiographical consciousness.” Julian Jaynes had staked out these positions decades earlier. Citing the developmental steps that lead the infant to autobiographical consciousness, Nelson and Fivush point to the acquisition of “theory of mind,” calling theory of mind “necessary for autobiographical consciousness” and defining it as “understanding differences between one’s own mind and others’ minds in terms of beliefs, desires, emotions and thoughts.” They write, “The hallmark of theory of mind, the understanding of false belief, occurs … at five to six years of age.”

Mind–body problem

Main article: Mind–body problem

Mental processes (such as consciousness) and physical processes (such as brain events) seem to be correlated, however the specific nature of the connection is unknown.

Illustration of dualism by René Descartes. Inputs are passed by the sensory organs to the pineal gland and from there to the immaterial spirit.

Illustration of dualism by René Descartes. Inputs are passed by the sensory organs to the pineal gland and from there to the immaterial spirit.

The first influential philosopher to discuss this question specifically was Descartes, and the answer he gave is known as Cartesian dualism. Descartes proposed that consciousness resides within an immaterial domain he called res cogitans (the realm of thought), in contrast to the domain of material things, which he called res extensa (the realm of extension). He suggested that the interaction between these two domains occurs inside the brain, perhaps in a small midline structure called the pineal gland.

Although it is widely accepted that Descartes explained the problem cogently, few later philosophers have been happy with his solution, and his ideas about the pineal gland have especially been ridiculed. However, no alternative solution has gained general acceptance. Proposed solutions can be divided broadly into two categories: dualist solutions that maintain Descartes’ rigid distinction between the realm of consciousness and the realm of matter but give different answers for how the two realms relate to each other; and monist solutions that maintain that there is really only one realm of being, of which consciousness and matter are both aspects. Each of these categories itself contains numerous variants. The two main types of dualism are substance dualism (which holds that the mind is formed of a distinct type of substance not governed by the laws of physics) and property dualism (which holds that the laws of physics are universally valid but cannot be used to explain the mind). The three main types of monism are physicalism (which holds that the mind consists of matter organized in a particular way), idealism (which holds that only thought or experience truly exists, and matter is merely an illusion), and neutral monism (which holds that both mind and matter are aspects of a distinct essence that is itself identical to neither of them). There are also, however, a large number of idiosyncratic theories that cannot cleanly be assigned to any of these schools of thought.

Since the dawn of Newtonian science with its vision of simple mechanical principles governing the entire universe, some philosophers have been tempted by the idea that consciousness could be explained in purely physical terms. The first influential writer to propose such an idea explicitly was Julien Offray de La Mettrie, in his book Man a Machine (L’homme machine). His arguments, however, were very abstract. The most influential modern physical theories of consciousness are based on psychology and neuroscience. Theories proposed by neuroscientists such as Gerald Edelman and Antonio Damasio, and by philosophers such as Daniel Dennett, seek to explain consciousness in terms of neural events occurring within the brain. Many other neuroscientists, such as Christof Koch, have explored the neural basis of consciousness without attempting to frame all-encompassing global theories. At the same time, computer scientists working in the field of artificial intelligence have pursued the goal of creating digital computer programs that can simulate or embody consciousness.

A few theoretical physicists have argued that classical physics is intrinsically incapable of explaining the holistic aspects of consciousness, but that quantum theory may provide the missing ingredients. Several theorists have therefore proposed quantum mind (QM) theories of consciousness. Notable theories falling into this category include the holonomic brain theory of Karl Pribram and David Bohm, and the Orch-OR theory formulated by Stuart Hameroff and Roger Penrose. Some of these QM theories offer descriptions of phenomenal consciousness, as well as QM interpretations of access consciousness. None of the quantum mechanical theories have been confirmed by experiment. Recent publications by G. Guerreshi, J. Cia, S. Popescu, and H. Briegel could falsify proposals such as those of Hameroff, which rely on quantum entanglement in protein. At the present time many scientists and philosophers consider the arguments for an important role of quantum phenomena to be unconvincing.

Apart from the general question of the “hard problem” of consciousness (which is, roughly speaking, the question of how mental experience can arise from a physical basis), a more specialized question is how to square the subjective notion that we are in control of our decisions (at least in some small measure) with the customary view of causality that subsequent events are caused by prior events. The topic of free will is the philosophical and scientific examination of this conundrum.

Problem of other minds

Main article: Problem of other minds

Many philosophers consider experience to be the essence of consciousness, and believe that experience can only fully be known from the inside, subjectively. But if consciousness is subjective and not visible from the outside, why do the vast majority of people believe that other people are conscious, but rocks and trees are not? This is called the problem of other minds. It is particularly acute for people who believe in the possibility of philosophical zombies, that is, people who think it is possible in principle to have an entity that is physically indistinguishable from a human being and behaves like a human being in every way but nevertheless lacks consciousness. Related issues have also been studied extensively by Greg Littmann of the University of Illinois, and Colin Allen a professor at Indiana University regarding the literature and research studying artificial intelligence in androids.

The most commonly given answer is that we attribute consciousness to other people because we see that they resemble us in appearance and behavior; we reason that if they look like us and act like us, they must be like us in other ways, including having experiences of the sort that we do. There are, however, a variety of problems with that explanation. For one thing, it seems to violate the principle of parsimony, by postulating an invisible entity that is not necessary to explain what we observe. Some philosophers, such as Daniel Dennett in an essay titled The Unimagined Preposterousness of Zombies, argue that people who give this explanation do not really understand what they are saying. More broadly, philosophers who do not accept the possibility of zombies generally believe that consciousness is reflected in behavior (including verbal behavior), and that we attribute consciousness on the basis of behavior. A more straightforward way of saying this is that we attribute experiences to people because of what they can do, including the fact that they can tell us about their experiences.

Animal consciousness

See also: Animal consciousness

The topic of animal consciousness is beset by a number of difficulties. It poses the problem of other minds in an especially severe form, because non-human animals, lacking the ability to express human language, cannot tell humans about their experiences. Also, it is difficult to reason objectively about the question, because a denial that an animal is conscious is often taken to imply that it does not feel, its life has no value, and that harming it is not morally wrong. Descartes, for example, has sometimes been blamed for mistreatment of animals due to the fact that he believed only humans have a non-physical mind. Most people have a strong intuition that some animals, such as cats and dogs, are conscious, while others, such as insects, are not; but the sources of this intuition are not obvious, and are often based on personal interactions with pets and other animals they have observed.

Philosophers who consider subjective experience the essence of consciousness also generally believe, as a correlate, that the existence and nature of animal consciousness can never rigorously be known. Thomas Nagel spelled out this point of view in an influential essay titled What Is it Like to Be a Bat?. He said that an organism is conscious “if and only if there is something that it is like to be that organism—something it is like for the organism”; and he argued that no matter how much we know about an animal’s brain and behavior, we can never really put ourselves into the mind of the animal and experience its world in the way it does itself. Other thinkers, such as Douglas Hofstadter, dismiss this argument as incoherent. Several psychologists and ethologists have argued for the existence of animal consciousness by describing a range of behaviors that appear to show animals holding beliefs about things they cannot directly perceive—Donald Griffin’s 2001 book Animal Minds reviews a substantial portion of the evidence.

On July 7, 2012, eminent scientists from different branches of neuroscience gathered at the University of Cambridge to celebrate the Francis Crick Memorial Conference, which deals with consciousness in humans and pre-linguistic consciousness in nonhuman animals. After the conference, they signed in the presence of Stephen Hawking, the ‘Cambridge Declaration on Consciousness’, which summarizes the most important findings of the survey:

“We decided to reach a consensus and make a statement directed to the public that is not scientific. It’s obvious to everyone in this room that animals have consciousness, but it is not obvious to the rest of the world. It is not obvious to the rest of the Western world or the Far East. It is not obvious to the society.”

“Convergent evidence indicates that non-human animals […], including all mammals and birds, and other creatures, […] have the necessary neural substrates of consciousness and the capacity to exhibit intentional behaviors.”

Artifact consciousness

See also: Artificial consciousness

The idea of an artifact made conscious is an ancient theme of mythology, appearing for example in the Greek myth of Pygmalion, who carved a statue that was magically brought to life, and in medieval Jewish stories of the Golem, a magically animated homunculus built of clay. However, the possibility of actually constructing a conscious machine was probably first discussed by Ada Lovelace, in a set of notes written in 1842 about the Analytical Engine invented by Charles Babbage, a precursor (never built) to modern electronic computers. Lovelace was essentially dismissive of the idea that a machine such as the Analytical Engine could think in a humanlike way. She wrote:

It is desirable to guard against the possibility of exaggerated ideas that might arise as to the powers of the Analytical Engine. … The Analytical Engine has no pretensions whatever to originate anything. It can do whatever we know how to order it to perform. It can follow analysis; but it has no power of anticipating any analytical relations or truths. Its province is to assist us in making available what we are already acquainted with.

One of the most influential contributions to this question was an essay written in 1950 by pioneering computer scientist Alan Turing, titled Computing Machinery and Intelligence. Turing disavowed any interest in terminology, saying that even “Can machines think?” is too loaded with spurious connotations to be meaningful; but he proposed to replace all such questions with a specific operational test, which has become known as the Turing test. To pass the test, a computer must be able to imitate a human well enough to fool interrogators. In his essay Turing discussed a variety of possible objections, and presented a counterargument to each of them. The Turing test is commonly cited in discussions of artificial intelligence as a proposed criterion for machine consciousness; it has provoked a great deal of philosophical debate. For example, Daniel Dennett and Douglas Hofstadter argue that anything capable of passing the Turing test is necessarily conscious, while David Chalmers argues that a philosophical zombie could pass the test, yet fail to be conscious. A third group of scholars have argued that with technological growth once machines begin to display any substantial signs of human-like behavior then the dichotomy (of human consciousness compared to human-like consciousness) becomes passé and issues of machine autonomy begin to prevail even as observed in its nascent form within contemporary industry and technology. Jürgen Schmidhuber argues that consciousness is simply the result of compression. As an agent sees representation of itself recurring in the environment, the compression of this representation can be called consciousness.

In a lively exchange over what has come to be referred to as “the Chinese room argument”, John Searle sought to refute the claim of proponents of what he calls “strong artificial intelligence (AI)” that a computer program can be conscious, though he does agree with advocates of “weak AI” that computer programs can be formatted to “simulate” conscious states. His own view is that consciousness has subjective, first-person causal powers by being essentially intentional due simply to the way human brains function biologically; conscious persons can perform computations, but consciousness is not inherently computational the way computer programs are. To make a Turing machine that speaks Chinese, Searle imagines a room with one monolingual English speaker (Searle himself, in fact), a book that designates a combination of Chinese symbols to be output paired with Chinese symbol input, and boxes filled with Chinese symbols. In this case, the English speaker is acting as a computer and the rulebook as a program. Searle argues that with such a machine, he would be able to process the inputs to outputs perfectly without having any understanding of Chinese, nor having any idea what the questions and answers could possibly mean. If the experiment were done in English, since Searle knows English, he would be able to take questions and give answers without any algorithms for English questions, and he would be effectively aware of what was being said and the purposes it might serve. Searle would pass the Turing test of answering the questions in both languages, but he is only conscious of what he is doing when he speaks English. Another way of putting the argument is to say that computer programs can pass the Turing test for processing the syntax of a language, but that the syntax cannot lead to semantic meaning in the way strong AI advocates hoped.

In the literature concerning artificial intelligence, Searle’s essay has been second only to Turing’s in the volume of debate it has generated. Searle himself was vague about what extra ingredients it would take to make a machine conscious: all he proposed was that what was needed was “causal powers” of the sort that the brain has and that computers lack. But other thinkers sympathetic to his basic argument have suggested that the necessary (though perhaps still not sufficient) extra conditions may include the ability to pass not just the verbal version of the Turing test, but the robotic version, which requires grounding the robot’s words in the robot’s sensorimotor capacity to categorize and interact with the things in the world that its words are about, Turing-indistinguishably from a real person. Turing-scale robotics is an empirical branch of research on embodied cognition and situated cognition.

In 2014, Victor Argonov has suggested a non-Turing test for machine consciousness based on machine’s ability to produce philosophical judgments. He argues that a deterministic machine must be regarded as conscious if it is able to produce judgments on all problematic properties of consciousness (such as qualia or binding) having no innate (preloaded) philosophical knowledge on these issues, no philosophical discussions while learning, and no informational models of other creatures in its memory (such models may implicitly or explicitly contain knowledge about these creatures’ consciousness). However, this test can be used only to detect, but not refute the existence of consciousness. A positive result proves that machine is conscious but a negative result proves nothing. For example, absence of philosophical judgments may be caused by lack of the machine’s intellect, not by absence of consciousness.

Scientific study

For many decades, consciousness as a research topic was avoided by the majority of mainstream scientists, because of a general feeling that a phenomenon defined in subjective terms could not properly be studied using objective experimental methods. In 1975 George Mandler published an influential psychological study which distinguished between slow, serial, and limited conscious processes and fast, parallel and extensive unconscious ones. Starting in the 1980s, an expanding community of neuroscientists and psychologists have associated themselves with a field called Consciousness Studies, giving rise to a stream of experimental work published in books, journals such as Consciousness and CognitionFrontiers in Consciousness ResearchPsyche, and the Journal of Consciousness Studies, along with regular conferences organized by groups such as the Association for the Scientific Study of Consciousness and the Society for Consciousness Studies.

Modern medical and psychological investigations into consciousness are based on psychological experiments (including, for example, the investigation of priming effects using subliminal stimuli), and on case studies of alterations in consciousness produced by trauma, illness, or drugs. Broadly viewed, scientific approaches are based on two core concepts. The first identifies the content of consciousness with the experiences that are reported by human subjects; the second makes use of the concept of consciousness that has been developed by neurologists and other medical professionals who deal with patients whose behavior is impaired. In either case, the ultimate goals are to develop techniques for assessing consciousness objectively in humans as well as other animals, and to understand the neural and psychological mechanisms that underlie it.

Measurement

The Necker cube, an ambiguous image

The Necker Cube, an ambiguous image

Experimental research on consciousness presents special difficulties, due to the lack of a universally accepted operational definition. In the majority of experiments that are specifically about consciousness, the subjects are human, and the criterion used is verbal report: in other words, subjects are asked to describe their experiences, and their descriptions are treated as observations of the contents of consciousness. For example, subjects who stare continuously at a Necker cube usually report that they experience it “flipping” between two 3D configurations, even though the stimulus itself remains the same. The objective is to understand the relationship between the conscious awareness of stimuli (as indicated by verbal report) and the effects the stimuli have on brain activity and behavior. In several paradigms, such as the technique of response priming, the behavior of subjects is clearly influenced by stimuli for which they report no awareness, and suitable experimental manipulations can lead to increasing priming effects despite decreasing prime identification (double dissociation).

Verbal report is widely considered to be the most reliable indicator of consciousness, but it raises a number of issues. For one thing, if verbal reports are treated as observations, akin to observations in other branches of science, then the possibility arises that they may contain errors—but it is difficult to make sense of the idea that subjects could be wrong about their own experiences, and even more difficult to see how such an error could be detected. Daniel Dennett has argued for an approach he calls heterophenomenology, which means treating verbal reports as stories that may or may not be true, but his ideas about how to do this have not been widely adopted. Another issue with verbal report as a criterion is that it restricts the field of study to humans who have language: this approach cannot be used to study consciousness in other species, pre-linguistic children, or people with types of brain damage that impair language. As a third issue, philosophers who dispute the validity of the Turing test may feel that it is possible, at least in principle, for verbal report to be dissociated from consciousness entirely: a philosophical zombie may give detailed verbal reports of awareness in the absence of any genuine awareness.

Although verbal report is in practice the “gold standard” for ascribing consciousness, it is not the only possible criterion. In medicine, consciousness is assessed as a combination of verbal behavior, arousal, brain activity and purposeful movement. The last three of these can be used as indicators of consciousness when verbal behavior is absent. The scientific literature regarding the neural bases of arousal and purposeful movement is very extensive. Their reliability as indicators of consciousness is disputed, however, due to numerous studies showing that alert human subjects can be induced to behave purposefully in a variety of ways in spite of reporting a complete lack of awareness. Studies of the neuroscience of free will have also shown that the experiences that people report when they behave purposefully sometimes do not correspond to their actual behaviors or to the patterns of electrical activity recorded from their brains.

Another approach applies specifically to the study of self-awareness, that is, the ability to distinguish oneself from others. In the 1970s Gordon Gallup developed an operational test for self-awareness, known as the mirror test. The test examines whether animals are able to differentiate between seeing themselves in a mirror versus seeing other animals. The classic example involves placing a spot of coloring on the skin or fur near the individual’s forehead and seeing if they attempt to remove it or at least touch the spot, thus indicating that they recognize that the individual they are seeing in the mirror is themselves. Humans (older than 18 months) and other great apes, bottlenose dolphins, killer whales, pigeons, European magpies and elephants have all been observed to pass this test.

Neural correlates

Schema of the neural processes underlying consciousness, from Christof Koch

Schema of the neural processes underlying consciousness, from Christof Koch

A major part of the scientific literature on consciousness consists of studies that examine the relationship between the experiences reported by subjects and the activity that simultaneously takes place in their brains—that is, studies of the neural correlates of consciousness. The hope is to find that activity in a particular part of the brain, or a particular pattern of global brain activity, which will be strongly predictive of conscious awareness. Several brain imaging techniques, such as EEG and fMRI, have been used for physical measures of brain activity in these studies.

Another idea that has drawn attention for several decades is that consciousness is associated with high-frequency (gamma band) oscillations in brain activity. This idea arose from proposals in the 1980s, by Christof von der Malsburg and Wolf Singer, that gamma oscillations could solve the so-called binding problem, by linking information represented in different parts of the brain into a unified experience. Rodolfo Llinás, for example, proposed that consciousness results from recurrent thalamo-cortical resonance where the specific thalamocortical systems (content) and the non-specific (centromedial thalamus) thalamocortical systems (context) interact in the gamma band frequency via synchronous oscillations.

A number of studies have shown that activity in primary sensory areas of the brain is not sufficient to produce consciousness: it is possible for subjects to report a lack of awareness even when areas such as the primary visual cortex show clear electrical responses to a stimulus. Higher brain areas are seen as more promising, especially the prefrontal cortex, which is involved in a range of higher cognitive functions collectively known as executive functions. There is substantial evidence that a “top-down” flow of neural activity (i.e., activity propagating from the frontal cortex to sensory areas) is more predictive of conscious awareness than a “bottom-up” flow of activity. The prefrontal cortex is not the only candidate area, however: studies by Nikos Logothetis and his colleagues have shown, for example, that visually responsive neurons in parts of the temporal lobe reflect the visual perception in the situation when conflicting visual images are presented to different eyes (i.e., bistable percepts during binocular rivalry).

Modulation of neural responses may correlate with phenomenal experiences. In contrast to the raw electrical responses that do not correlate with consciousness, the modulation of these responses by other stimuli correlates surprisingly well with an important aspect of consciousness: namely with the phenomenal experience of stimulus intensity (brightness, contrast). In the research group of Danko Nikolić it has been shown that some of the changes in the subjectively perceived brightness correlated with the modulation of firing rates while others correlated with the modulation of neural synchrony. An fMRI investigation suggested that these findings were strictly limited to the primary visual areas. This indicates that, in the primary visual areas, changes in firing rates and synchrony can be considered as neural correlates of qualia—at least for some type of qualia.

In 2011, Graziano and Kastner proposed the “attention schema” theory of awareness. In that theory, specific cortical areas, notably in the superior temporal sulcus and the temporo-parietal junction, are used to build the construct of awareness and attribute it to other people. The same cortical machinery is also used to attribute awareness to oneself. Damage to these cortical regions can lead to deficits in consciousness such as hemispatial neglect. In the attention schema theory, the value of explaining the feature of awareness and attributing it to a person is to gain a useful predictive model of that person’s attentional processing. Attention is a style of information processing in which a brain focuses its resources on a limited set of interrelated signals. Awareness, in this theory, is a useful, simplified schema that represents attentional states. To be aware of X is explained by constructing a model of one’s attentional focus on X.

In 2013, the perturbational complexity index (PCI) was proposed, a measure of the algorithmic complexity of the electrophysiological response of the cortex to transcranial magnetic stimulation. This measure was shown to be higher in individuals that are awake, in REM sleep or in a locked-in state than in those who are in deep sleep or in a vegetative state, making it potentially useful as a quantitative assessment of consciousness states.

Assuming that not only humans but even some non-mammalian species are conscious, a number of evolutionary approaches to the problem of neural correlates of consciousness open up. For example, assuming that birds are conscious—a common assumption among neuroscientists and ethologists due to the extensive cognitive repertoire of birds—there are comparative neuroanatomical ways to validate some of the principal, currently competing, mammalian consciousness–brain theories. The rationale for such a comparative study is that the avian brain deviates structurally from the mammalian brain. So how similar are they? What homologues can be identified? The general conclusion from the study by Butler, et al., is that some of the major theories for the mammalian brain  also appear to be valid for the avian brain. The structures assumed to be critical for consciousness in mammalian brains have homologous counterparts in avian brains. Thus the main portions of the theories of Crick and Koch, Edelman and Tononi, and Cotterill  seem to be compatible with the assumption that birds are conscious. Edelman also differentiates between what he calls primary consciousness (which is a trait shared by humans and non-human animals) and higher-order consciousness as it appears in humans alone along with human language capacity. Certain aspects of the three theories, however, seem less easy to apply to the hypothesis of avian consciousness. For instance, the suggestion by Crick and Koch that layer 5 neurons of the mammalian brain have a special role, seems difficult to apply to the avian brain, since the avian homologues have a different morphology. Likewise, the theory of Eccles seems incompatible, since a structural homologue/analogue to the dendron has not been found in avian brains. The assumption of an avian consciousness also brings the reptilian brain into focus. The reason is the structural continuity between avian and reptilian brains, meaning that the phylogenetic origin of consciousness may be earlier than suggested by many leading neuroscientists.

Joaquin Fuster of UCLA has advocated the position of the importance of the prefrontal cortex in humans, along with the areas of Wernicke and Broca, as being of particular importance to the development of human language capacities neuro-anatomically necessary for the emergence of higher-order consciousness in humans.

Biological function and evolution

Opinions are divided as to where in biological evolution consciousness emerged and about whether or not consciousness has any survival value. Some argue that consciousness is a byproduct of evolution. It has been argued that consciousness emerged (i) exclusively with the first humans, (ii) exclusively with the first mammals, (iii) independently in mammals and birds, or (iv) with the first reptiles. Other authors date the origins of consciousness to the first animals with nervous systems or early vertebrates in the Cambrian over 500 million years ago. Donald Griffin suggests in his book Animal Minds a gradual evolution of consciousness. Each of these scenarios raises the question of the possible survival value of consciousness.

Thomas Henry Huxley defends in an essay titled On the Hypothesis that Animals are Automata, and its History an epiphenomenalist theory of consciousness according to which consciousness is a causally inert effect of neural activity—”as the steam-whistle which accompanies the work of a locomotive engine is without influence upon its machinery”. To this William James objects in his essay Are We Automata? by stating an evolutionary argument for mind-brain interaction implying that if the preservation and development of consciousness in the biological evolution is a result of natural selection, it is plausible that consciousness has not only been influenced by neural processes, but has had a survival value itself; and it could only have had this if it had been efficacious. Karl Popper develops in the book The Self and Its Brain a similar evolutionary argument.

Regarding the primary function of conscious processing, a recurring idea in recent theories is that phenomenal states somehow integrate neural activities and information-processing that would otherwise be independent. This has been called the integration consensus. Another example has been proposed by Gerald Edelman called dynamic core hypothesis which puts emphasis on reentrant connections that reciprocally link areas of the brain in a massively parallel manner. Edelman also stresses the importance of the evolutionary emergence of higher-order consciousness in humans from the historically older trait of primary consciousness which humans share with non-human animals (see Neural correlates section above). These theories of integrative function present solutions to two classic problems associated with consciousness: differentiation and unity. They show how our conscious experience can discriminate between a virtually unlimited number of different possible scenes and details (differentiation) because it integrates those details from our sensory systems, while the integrative nature of consciousness in this view easily explains how our experience can seem unified as one whole despite all of these individual parts. However, it remains unspecified which kinds of information are integrated in a conscious manner and which kinds can be integrated without consciousness. Nor is it explained what specific causal role conscious integration plays, nor why the same functionality cannot be achieved without consciousness. Obviously not all kinds of information are capable of being disseminated consciously (e.g., neural activity related to vegetative functions, reflexes, unconscious motor programs, low-level perceptual analyses, etc.) and many kinds of information can be disseminated and combined with other kinds without consciousness, as in intersensory interactions such as the ventriloquism effect. Hence it remains unclear why any of it is conscious. For a review of the differences between conscious and unconscious integrations, see the article of E. Morsella.

As noted earlier, even among writers who consider consciousness to be a well-defined thing, there is widespread dispute about which animals other than humans can be said to possess it. Edelman has described this distinction as that of humans possessing higher-order consciousness while sharing the trait of primary consciousness with non-human animals (see previous paragraph). Thus, any examination of the evolution of consciousness is faced with great difficulties. Nevertheless, some writers have argued that consciousness can be viewed from the standpoint of evolutionary biology as an adaptation in the sense of a trait that increases fitness. In his article “Evolution of consciousness”, John Eccles argued that special anatomical and physical properties of the mammalian cerebral cortex gave rise to consciousness (“[a] psychon … linked to [a] dendron through quantum physics”). Bernard Baars proposed that once in place, this “recursive” circuitry may have provided a basis for the subsequent development of many of the functions that consciousness facilitates in higher organisms. Peter Carruthers has put forth one such potential adaptive advantage gained by conscious creatures by suggesting that consciousness allows an individual to make distinctions between appearance and reality. This ability would enable a creature to recognize the likelihood that their perceptions are deceiving them (e.g. that water in the distance may be a mirage) and behave accordingly, and it could also facilitate the manipulation of others by recognizing how things appear to them for both cooperative and devious ends.

Other philosophers, however, have suggested that consciousness would not be necessary for any functional advantage in evolutionary processes. No one has given a causal explanation, they argue, of why it would not be possible for a functionally equivalent non-conscious organism (i.e., a philosophical zombie) to achieve the very same survival advantages as a conscious organism. If evolutionary processes are blind to the difference between function F being performed by conscious organism O and non-conscious organism O*, it is unclear what adaptive advantage consciousness could provide. As a result, an exaptive explanation of consciousness has gained favor with some theorists that posit consciousness did not evolve as an adaptation but was an exaptation arising as a consequence of other developments such as increases in brain size or cortical rearrangement. Consciousness in this sense has been compared to the blind spot in the retina where it is not an adaption of the retina, but instead just a by-product of the way the retinal axons were wired. Several scholars including Pinker, Chomsky, Edelman, and Luria have indicated the importance of the emergence of human language as an important regulative mechanism of learning and memory in the context of the development of higher-order consciousness (see Neural correlates section above).

States of consciousness

A Buddhist monk meditating

A Buddhist monk meditating

There are some brain states in which consciousness seems to be absent, including dreamless sleep, coma, and death. There are also a variety of circumstances that can change the relationship between the mind and the world in less drastic ways, producing what are known as altered states of consciousness. Some altered states occur naturally; others can be produced by drugs or brain damage. Altered states can be accompanied by changes in thinking, disturbances in the sense of time, feelings of loss of control, changes in emotional expression, alternations in body image and changes in meaning or significance.

The two most widely accepted altered states are sleep and dreaming. Although dream sleep and non-dream sleep appear very similar to an outside observer, each is associated with a distinct pattern of brain activity, metabolic activity, and eye movement; each is also associated with a distinct pattern of experience and cognition. During ordinary non-dream sleep, people who are awakened report only vague and sketchy thoughts, and their experiences do not cohere into a continuous narrative. During dream sleep, in contrast, people who are awakened report rich and detailed experiences in which events form a continuous progression, which may however be interrupted by bizarre or fantastic intrusions. Thought processes during the dream state frequently show a high level of irrationality. Both dream and non-dream states are associated with severe disruption of memory: it usually disappears in seconds during the non-dream state, and in minutes after awakening from a dream unless actively refreshed.

Research conducted on the effects of partial epileptic seizures on consciousness found that patients who suffer from partial epileptic seizures experience altered states of consciousness. In partial epileptic seizures, consciousness is impaired or lost while some aspects of consciousness, often automated behaviors, remain intact. Studies found that when measuring the qualitative features during partial epileptic seizures, patients exhibited an increase in arousal and became absorbed in the experience of the seizure, followed by difficulty in focusing and shifting attention.

A variety of psychoactive drugs, including alcohol, have notable effects on consciousness. These range from a simple dulling of awareness produced by sedatives, to increases in the intensity of sensory qualities produced by stimulants, cannabis, empathogens–entactogens such as MDMA (“Ecstasy”), or most notably by the class of drugs known as psychedelics. LSD, mescaline, psilocybin, dimethyltryptamine, and others in this group can produce major distortions of perception, including hallucinations; some users even describe their drug-induced experiences as mystical or spiritual in quality. The brain mechanisms underlying these effects are not as well understood as those induced by use of alcohol, but there is substantial evidence that alterations in the brain system that uses the chemical neurotransmitter serotonin play an essential role.

There has been some research into physiological changes in yogis and people who practise various techniques of meditation. Some research with brain waves during meditation has reported differences between those corresponding to ordinary relaxation and those corresponding to meditation. It has been disputed, however, whether there is enough evidence to count these as physiologically distinct states of consciousness.

The most extensive study of the characteristics of altered states of consciousness was made by psychologist Charles Tart in the 1960s and 1970s. Tart analyzed a state of consciousness as made up of a number of component processes, including exteroception (sensing the external world); interoception (sensing the body); input-processing (seeing meaning); emotions; memory; time sense; sense of identity; evaluation and cognitive processing; motor output; and interaction with the environment. Each of these, in his view, could be altered in multiple ways by drugs or other manipulations. The components that Tart identified have not, however, been validated by empirical studies. Research in this area has not yet reached firm conclusions, but a recent questionnaire-based study identified eleven significant factors contributing to drug-induced states of consciousness: experience of unity; spiritual experience; blissful state; insightfulness; disembodiment; impaired control and cognition; anxiety; complex imagery; elementary imagery; audio-visual synesthesia; and changed meaning of percepts.

Phenomenology

Phenomenology is a method of inquiry that attempts to examine the structure of consciousness in its own right, putting aside problems regarding the relationship of consciousness to the physical world. This approach was first proposed by the philosopher Edmund Husserl, and later elaborated by other philosophers and scientists. Husserl’s original concept gave rise to two distinct lines of inquiry, in philosophy and psychology. In philosophy, phenomenology has largely been devoted to fundamental metaphysical questions, such as the nature of intentionality (“aboutness”). In psychology, phenomenology largely has meant attempting to investigate consciousness using the method of introspection, which means looking into one’s own mind and reporting what one observes. This method fell into disrepute in the early twentieth century because of grave doubts about its reliability, but has been rehabilitated to some degree, especially when used in combination with techniques for examining brain activity.

Neon color spreading effect. The apparent bluish tinge of the white areas inside the circle is an illusion.

Neon color spreading effect. The apparent bluish tinge of the white areas inside the circle is an illusion.

Square version of the neon spread illusion

Square version of the neon spread illusion

Introspectively, the world of conscious experience seems to have considerable structure. Immanuel Kant asserted that the world as we perceive it is organized according to a set of fundamental “intuitions”, which include ‘object’ (we perceive the world as a set of distinct things); ‘shape’; ‘quality’ (color, warmth, etc.); ‘space’ (distance, direction, and location); and ‘time’. Some of these constructs, such as space and time, correspond to the way the world is structured by the laws of physics; for others, the correspondence is not as clear. Understanding the physical basis of qualities, such as redness or pain, has been particularly challenging. David Chalmers has called this the hard problem of consciousness. Some philosophers have argued that it is intrinsically unsolvable, because qualities (“qualia“) are ineffable; that is, they are “raw feels”, incapable of being analyzed into component processes. Other psychologists and neuroscientists reject these arguments. For example, research on ideasthesia shows that qualia are organised into a semantic-like network. Nevertheless, it is clear that the relationship between a physical entity such as light and a perceptual quality such as color is extraordinarily complex and indirect, as demonstrated by a variety of optical illusions such as neon color spreading.

In neuroscience, a great deal of effort has gone into investigating how the perceived world of conscious awareness is constructed inside the brain. The process is generally thought to involve two primary mechanisms: hierarchical processing of sensory inputs, and memory. Signals arising from sensory organs are transmitted to the brain and then processed in a series of stages, which extract multiple types of information from the raw input. In the visual system, for example, sensory signals from the eyes are transmitted to the thalamus and then to the primary visual cortex; inside the cerebral cortex they are sent to areas that extract features such as three-dimensional structure, shape, color, and motion. Memory comes into play in at least two ways. First, it allows sensory information to be evaluated in the context of previous experience. Second, and even more importantly, working memory allows information to be integrated over time so that it can generate a stable representation of the world—Gerald Edelman expressed this point vividly by titling one of his books about consciousness The Remembered Present. In computational neuroscience, Bayesian approaches to brain function have been used to understand both the evaluation of sensory information in light of previous experience, and the integration of information over time. Bayesian models of the brain are probabilistic inference models, in which the brain takes advantage of prior knowledge to interpret uncertain sensory inputs in order to formulate a conscious percept; Bayesian models have successfully predicted many perceptual phenomena in vision and the nonvisual senses.

Despite the large amount of information available, many important aspects of perception remain mysterious. A great deal is known about low-level signal processing in sensory systems. However, how sensory systems, action systems, and language systems interact are poorly understood. At a deeper level, there are still basic conceptual issues that remain unresolved. Many scientists have found it difficult to reconcile the fact that information is distributed across multiple brain areas with the apparent unity of consciousness: this is one aspect of the so-called binding problem. There are also some scientists who have expressed grave reservations about the idea that the brain forms representations of the outside world at all: influential members of this group include psychologist J. J. Gibson and roboticist Rodney Brooks, who both argued in favor of “intelligence without representation”.

Entropic brain

The entropic brain is a theory of conscious states informed by neuroimaging research with psychedelic drugs. The theory suggests that the brain in primary states such as rapid eye movement (REM) sleep, early psychosis and under the influence of psychedelic drugs, is in a disordered state; normal waking consciousness constrains some of this freedom and makes possible metacognitive functions such as internal self-administered reality testing and self-awareness. Criticism has included questioning whether the theory has been adequately tested.

Medical aspects

The medical approach to consciousness is practically oriented. It derives from a need to treat people whose brain function has been impaired as a result of disease, brain damage, toxins, or drugs. In medicine, conceptual distinctions are considered useful to the degree that they can help to guide treatments. Whereas the philosophical approach to consciousness focuses on its fundamental nature and its contents, the medical approach focuses on the amount of consciousness a person has: in medicine, consciousness is assessed as a “level” ranging from coma and brain death at the low end, to full alertness and purposeful responsiveness at the high end.

Consciousness is of concern to patients and physicians, especially neurologists and anesthesiologists. Patients may suffer from disorders of consciousness or may need to be anesthetized for a surgical procedure. Physicians may perform consciousness-related interventions such as instructing the patient to sleep, administering general anesthesia, or inducing medical coma. Also, bioethicists may be concerned with the ethical implications of consciousness in medical cases of patients such as the Karen Ann Quinlan case, while neuroscientists may study patients with impaired consciousness in hopes of gaining information about how the brain works.

Assessment

In medicine, consciousness is examined using a set of procedures known as neuropsychological assessment. There are two commonly used methods for assessing the level of consciousness of a patient: a simple procedure that requires minimal training, and a more complex procedure that requires substantial expertise. The simple procedure begins by asking whether the patient is able to move and react to physical stimuli. If so, the next question is whether the patient can respond in a meaningful way to questions and commands. If so, the patient is asked for name, current location, and current day and time. A patient who can answer all of these questions is said to be “alert and oriented times four” (sometimes denoted “A&Ox4” on a medical chart), and is usually considered fully conscious.

The more complex procedure is known as a neurological examination, and is usually carried out by a neurologist in a hospital setting. A formal neurological examination runs through a precisely delineated series of tests, beginning with tests for basic sensorimotor reflexes, and culminating with tests for sophisticated use of language. The outcome may be summarized using the Glasgow Coma Scale, which yields a number in the range 3–15, with a score of 3 to 8 indicating coma, and 15 indicating full consciousness. The Glasgow Coma Scale has three subscales, measuring the best motor response (ranging from “no motor response” to “obeys commands”), the best eye response (ranging from “no eye opening” to “eyes opening spontaneously”) and the best verbal response (ranging from “no verbal response” to “fully oriented”). There is also a simpler pediatric version of the scale, for children too young to be able to use language.

In 2013, an experimental procedure was developed to measure degrees of consciousness, the procedure involving stimulating the brain with a magnetic pulse, measuring resulting waves of electrical activity, and developing a consciousness score based on the complexity of the brain activity.

Disorders of consciousness

Medical conditions that inhibit consciousness are considered disorders of consciousness. This category generally includes minimally conscious state and persistent vegetative state, but sometimes also includes the less severe locked-in syndrome and more severe chronic coma. Differential diagnosis of these disorders is an active area of biomedical research. Finally, brain death results in an irreversible disruption of consciousness. While other conditions may cause a moderate deterioration (e.g., dementia and delirium) or transient interruption (e.g., grand mal and petit mal seizures) of consciousness, they are not included in this category.

Disorder Description
Locked-in syndrome The patient has awareness, sleep-wake cycles, and meaningful behavior (viz., eye-movement), but is isolated due to quadriplegia and pseudobulbar palsy.
Minimally conscious state The patient has intermittent periods of awareness and wakefulness and displays some meaningful behavior.
Persistent vegetative state The patient has sleep-wake cycles, but lacks awareness and only displays reflexive and non-purposeful behavior.
Chronic coma The patient lacks awareness and sleep-wake cycles and only displays reflexive behavior.
Brain death The patient lacks awareness, sleep-wake cycles, and brain-mediated reflexive behavior.

Anosognosia

Main article: Anosognosia

One of the most striking disorders of consciousness goes by the name anosognosia, a Greek-derived term meaning ‘unawareness of disease’. This is a condition in which patients are disabled in some way, most commonly as a result of a stroke, but either misunderstand the nature of the problem or deny that there is anything wrong with them. The most frequently occurring form is seen in people who have experienced a stroke damaging the parietal lobe in the right hemisphere of the brain, giving rise to a syndrome known as hemispatial neglect, characterized by an inability to direct action or attention toward objects located to the left with respect to their bodies. Patients with hemispatial neglect are often paralyzed on the right side of the body, but sometimes deny being unable to move. When questioned about the obvious problem, the patient may avoid giving a direct answer, or may give an explanation that doesn’t make sense. Patients with hemispatial neglect may also fail to recognize paralyzed parts of their bodies: one frequently mentioned case is of a man who repeatedly tried to throw his own paralyzed right leg out of the bed he was lying in, and when asked what he was doing, complained that somebody had put a dead leg into the bed with him. An even more striking type of anosognosia is Anton–Babinski syndrome, a rarely occurring condition in which patients become blind but claim to be able to see normally, and persist in this claim in spite of all evidence to the contrary.

Stream of consciousness

Main article: Stream of consciousness (psychology)

William James is usually credited with popularizing the idea that human consciousness flows like a stream, in his Principles of Psychology of 1890.

According to James, the “stream of thought” is governed by five characteristics:

  1. Every thought tends to be part of a personal consciousness.
  2. Within each personal consciousness thought is always changing.
  3. Within each personal consciousness thought is sensibly continuous.
  4. It always appears to deal with objects independent of itself.
  5. It is interested in some parts of these objects to the exclusion of others”.

A similar concept appears in Buddhist philosophy, expressed by the Sanskrit term Citta-saṃtāna, which is usually translated as mindstream or “mental continuum”. Buddhist teachings describe that consciousness manifests moment to moment as sense impressions and mental phenomena that are continuously changing. The teachings list six triggers that can result in the generation of different mental events. These triggers are input from the five senses (seeing, hearing, smelling, tasting or touch sensations), or a thought (relating to the past, present or the future) that happen to arise in the mind. The mental events generated as a result of these triggers are: feelings, perceptions and intentions/behaviour. The moment-by-moment manifestation of the mind-stream is said to happen in every person all the time. It even happens in a scientist who analyses various phenomena in the world, or analyses the material body including the organ brain. The manifestation of the mindstream is also described as being influenced by physical laws, biological laws, psychological laws, volitional laws, and universal laws. The purpose of the Buddhist practice of mindfulness is to understand the inherent nature of the consciousness and its characteristics.

Narrative form

In the West, the primary impact of the idea has been on literature rather than science: “stream of consciousness as a narrative mode” means writing in a way that attempts to portray the moment-to-moment thoughts and experiences of a character. This technique perhaps had its beginnings in the monologues of Shakespeare’s plays and reached its fullest development in the novels of James Joyce and Virginia Woolf, although it has also been used by many other noted writers.

Here, for example, is a passage from Joyce’s Ulysses about the thoughts of Molly Bloom:

Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was actually afraid to lay out 4d for her methylated spirit telling me all her ailments she had too much old chat in her about politics and earthquakes and the end of the world let us have a bit of fun first God help the world if all the women were her sort down on bathingsuits and lownecks of course nobody wanted her to wear them I suppose she was pious because no man would look at her twice I hope Ill never be like her a wonder she didnt want us to cover our faces but she was a welleducated woman certainly and her gabby talk about Mr Riordan here and Mr Riordan there I suppose he was glad to get shut of her.

Spiritual approaches

Further information: Level of consciousness (esotericism) and Higher consciousness

To most philosophers, the word “consciousness” connotes the relationship between the mind and the world. To writers on spiritual or religious topics, it frequently connotes the relationship between the mind and God, or the relationship between the mind and deeper truths that are thought to be more fundamental than the physical world. The mystical psychiatrist Richard Maurice Bucke, author of the 1901 book Cosmic Consciousness: A Study in the Evolution of the Human Mind, distinguished between three types of consciousness: ‘Simple Consciousness’, awareness of the body, possessed by many animals; ‘Self Consciousness’, awareness of being aware, possessed only by humans; and ‘Cosmic Consciousness’, awareness of the life and order of the universe, possessed only by humans who are enlightened. Many more examples could be given, such as the various levels of spiritual consciousness presented by Prem Saran Satsangi and Stuart Hameroff.

Another thorough account of the spiritual approach is Ken Wilber’s 1977 book The Spectrum of Consciousness, a comparison of western and eastern ways of thinking about the mind. Wilber described consciousness as a spectrum with ordinary awareness at one end, and more profound types of awareness at higher levels.

Adapted from Wikipedia, the free encyclopedia

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